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3 May 2021, 7:49 am
The conference itself arose from President Biden’s 2021 appointment of Gary Gensler as SEC Chair, Gensler’s having made ESG Disclosures one of his priorities, and the Commission’s determination to mandate ESG disclosures for companies.Overall theme of conference. [read post]
2 May 2021, 9:05 pm
Securities and Exchange Commission’s (SEC) current exam priorities only hint at the agency’s focus on digital apps by highlighting its plan to review compliance “around trade recommendations made in mobile applications,” SEC Chair Gary Gensler vowed during his confirmation hearing to study gamification and “behavioral prompts” used by investment apps. [read post]
30 Apr 2021, 3:58 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5831/securities-industry-commentator/Testimony Before the House Committee on Financial Services of SEC Chair Gary Gensler / May 6, 2021GUEST BLOG [In]Securities: Mind Games by Aegis Frumento Esq (BrokeAndBroker.com Blog)New York and Florida Resident Charged with $3.8 Million Paycheck Protection Program Fraud Scheme (DOJ Release)Two Texas… [read post]
27 Apr 2021, 9:45 am
Senate confirmed Gary Gensler, President Joe Biden’s nominee, to chair the U.S. [read post]
27 Apr 2021, 9:45 am
Senate confirmed Gary Gensler, President Joe Biden’s nominee, to chair the U.S. [read post]
23 Apr 2021, 2:06 pm
Furthermore, Gary Gensler was confirmed as the new Chair of the SEC on April 14. [read post]
22 Apr 2021, 10:03 pm
Securities and Exchange Commission (SEC) Chair Gary Gensler to serve a five-year term. [read post]
22 Apr 2021, 9:41 am
Vargas reminded committee members that newly sworn-in SEC Chair Gary Gensler had testified at his confirmation hearing that materiality of disclosures is ultimately up to investors. [read post]
22 Apr 2021, 3:04 am
More on “Senate Confirms Gary Gensler as SEC Chair” Lynn blogged last week that the Senate had confirmed Gary Gensler’s nomination as the next SEC chair. [read post]
21 Apr 2021, 4:39 pm
Not only have we seen a tremendous shift in capital towards ESG and sustainable investment strategies, but ESG risks and metrics underpin many traditional investment analyses on investments of all types …[v] With Gary Gensler’s Senate confirmation as SEC Chair on April 14, investors can anticipate policy consistency. [read post]
20 Apr 2021, 5:35 pm
Gensler will tackle issues such as stricter... [[ This is a content summary only. [read post]
19 Apr 2021, 1:36 pm
The Securities and Exchange Commission today announced the appointments of Prashant Yerramalli, Heather Slavkin Corzo, Kevin Burris, and Scott Schneider to Gary Gensler’s senior staff, responsible for advising him on matters before the Commission. [read post]
17 Apr 2021, 9:22 am
Gary Gensler was sworn into office today as a Member of the Securities and Exchange Commission by U.S. [read post]
16 Apr 2021, 7:03 am
Yesterday marks the divide between the cryptopast and the cryptofuture, possibly in more ways than one. [read post]
16 Apr 2021, 1:32 am
Senate votes 53-45 to confirm Gary Gensler as Biden’s SEC chiefKatanga JohnsonReuters “Gary Gensler has the perfect mix of market expertise, regulatory experience and commitment to the public interest to be an outstanding SEC Chairman,” said Barbara Roper, chief investor advocate at Washington-based Consumer Federation of… [read post]
15 Apr 2021, 12:30 pm
Former Commodities Futures Trading Commission Chairman Gary Gensler was confirmed to serve as the Chair of the SEC on April 14. [read post]
Gary Gensler Confirmed As New SEC Chair As Agency Tackles GameStop Saga, ESG Boom And Cryptocurrency
15 Apr 2021, 10:15 am
Gary Gensler Confirmed As New SEC Chair As Agency Tackles GameStop Saga, ESG Boom And Cryptocurrency Gary Gensler, the was just approved chair of the Securities and Exchange Commission, will have his hands full and rely on increased disclosure requirements in tackling the pressing issues of the moment including ESG investing, cryptocurrency and a fiduciary standard for financial advisors. [read post]
15 Apr 2021, 3:03 am
Yesterday, the Senate voted to confirm Gary Gensler’s nomination as the next SEC Chair by a 53-45 vote. [read post]
14 Apr 2021, 2:00 pm
Senate voted 53-45 to confirm Gary Gensler as the Chair of the U.S. [read post]
14 Apr 2021, 8:00 am
FINRA Enters Into Fair Settlement Involving Customer Loans and Outside Business Activities (BrokeAndBroker.com Blog)SEC Charges Binary Options Trading Platform and Two Top Executives with Fraud (SEC Release)SEC Obtains Final Judgments Against Three Defendants in International Microcap Manipulation Scheme (SEC Release)Gary Gensler Sworn in as Member of the SEC (SEC Release)Securities Commissioner Issues Order Stopping Fraudulent Cryptocurrency Trading Program (TSSB … [read post]
