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18 Mar 2017, 3:55 am
In one case, a former hedge fund manager was sentenced to 11 years in prison for 14 counts of insider trading. [read post]
18 Mar 2017, 3:55 am
In one case, a former hedge fund manager was sentenced to 11 years in prison for 14 counts of insider trading. [read post]
11 Jun 2009, 11:01 am
The scheme allegedly began in 2006 when Hutcheson told potential investors that he would place their money in a hedge fund named Georgia Ionics Fund LLC. [read post]
9 Sep 2013, 4:14 am
SEC Issues Second Wave of Whistleblower Program Awards As noted in this memo posted in our "Whistleblowers" Practice Area, the SEC recently announced that it expects to pay a combined $125,000 (which is 15 percent of monetary sanctions collected) to three whistleblowers who helped the SEC and DOJ stop the CEO of a sham hedge fund. [read post]
3 May 2013, 9:00 am
Attorney Preet Bharara is getting closer to the biggest fish of them all: Steve Cohen, founder of SAC Capital, the $14 billion hedge fund, who some regard as the most successful stock picker of his time. [read post]
13 Sep 2010, 12:12 am
Puget Sound Business Journal: a hedge fund CEO and the fund's tax lawyer pled guilty to felony tax fraud charges. [read post]
15 Jun 2012, 10:09 am
Gupta guilty of leaking confidential information about Goldman to his former friend and business associate, the fallen hedge fund titan Raj Rajaratnam, on three different occasions in 2008. [read post]
10 Feb 2012, 4:29 am
” The farmers had “’hedged’ their crop prices by placing millions in MF Global accounts but MF Global made a series of bad investments -- notably in European debt – [and] it began ‘siphoning funds withdrawn from segregated client accounts’ to cover its debts. [read post]
1 Jan 2009, 10:33 pm
Please consult your own attorney or tax advisor for more details. 6/11/99) Huver & Associates, Inc. [read post]
18 Nov 2011, 8:13 am
Mattera, 50, used a hedge fund he created called the Praetorian Global Fund to roll in the money he collected from optimistic investors. [read post]
8 Apr 2011, 8:29 am
As Bishop explains, the project has been largely shrouded in secrecy and many questions remain about the finances of the project, the advisory committee and who is liable if a recommendation goes bad. 4) Dodd-Frank.com: Registration with the SEC as an Investment Adviser — A Guide for Private Equity and Hedge Funds - In this post, Jill Radloff provides a comprehensive guide for investment advisers who are now required to register with the SEC. [read post]
20 Apr 2010, 2:38 pm
According to the SEC’s complaint, Goldman deceived clients by selling them a CDO whose mortgage-backed securities had been selected, at least in part, by hedge-fund king John Paulson, who was bearish on the deal and expected to profit on a plunge in housing prices. [read post]
27 Apr 2010, 9:47 am
” The case was brought by a group of investors seeking to recover $550 million dollars after the liquidation of two hedge funds. [read post]
4 Aug 2009, 1:46 pm
He cited Bernard Madoff's 150-year sentence, the maximum possible, in June for running a $65 billion Ponzi scheme, and lawyer Marc Dreier's 20-year sentence last month for defrauding hedge funds of more than $400 million. [read post]
25 Feb 2009, 5:01 am
He warned that even mutual funds now are considering bringing their own “opt-out” suits.Madoff scandal: The panel agreed that the real source of recovery for these claims was not Madoff or his firm, but more likely hedge funds that acted as “feeder funds” for the Madoff investments. [read post]
29 Oct 2010, 5:00 am
EU Agrees to Stronger Hedge Fund Regulation in Compliance Avenue European Union finance ministers in Luxembourg reached unanimous agreement on a new set of rules regulating hedge funds in Europe. [read post]
7 Feb 2008, 4:21 pm
According to an article in today’s WSJ, the Manhattan U.S. attorney’s office is looking to get information on Merrill Lynch’s handling of mortgage bonds, while its Brooklyn rival has opened probes into two internal hedges funds at Bear Stearns that collapsed last summer because of subprime-related losses and, as WSJ reported Saturday, into UBS’s mortgage-bond valuations. [read post]
10 Aug 2010, 12:16 pm
“We already know of two hedge funds that are being established specifically to buy this crap from distressed retail investors as and when rates start to rise,” Whalen was quoted as saying. [read post]
26 Jun 2023, 2:32 am
He has made numerous placements at top-200 law firms, several boutique law firms, and companies in the areas of mergers & acquisitions, securities, structured finance and derivatives, hedge funds, general corporate counseling, asset-based lending, and trademark law. [read post]
18 Nov 2024, 2:01 pm
Disputes between investors and registered investment advisors, hedge funds, and others may be filed in court rather than through FINRA arbitration. [read post]
