Search for: "In Re Securities and Exchange Commission" Results 981 - 1000 of 2,832
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24 Sep 2019, 7:00 am by Randall Eliason
They distribute pork, exchange political favors, settle scores, pursue political agendas and engage in spin. [read post]
12 Sep 2019, 5:18 am by Chris Castle
Here’s the except from the amended Cloudflare IPO document (Form S-1 filed with the Securities and Exchange Commission): We are subject to governmental trade sanctions laws, and export and import controls, that could impair our ability to compete in international markets and subject us to liability if we are not in full compliance with applicable laws. [read post]
6 Sep 2019, 3:00 am by Jim Sedor
District Court Judge Rudolph Contreras granted a preliminary injunction restoring Karem’s so-called hard pass because the reporter had no clear notice of the rules governing press behavior at events like the presidential appearance that preceded the heated exchange. [read post]
3 Sep 2019, 8:50 pm by Kevin LaCroix
But let’s now layer on the Securities and Exchange Commission too, with its anti-fraud and disclosure requirements on public companies. [read post]
2 Sep 2019, 6:05 am
As the protest in Hong Kong entered its 13th week, a public dialogue that runs parallel to the protest has been unfolding between and among state actors. [read post]
31 Aug 2019, 7:00 am by Race to the Bottom
The Securities Act of 1933 (“Securities Act”) and the Securities Exchange Act of 1934 (“Exchange Act”) both include investment contracts in their definition of securities. (15 U.S.C. [read post]
29 Aug 2019, 9:05 pm by Alana Bevan
Securities and Exchange Commission issued the Regulation Fair Disclosure, which was intended to reduce the amount of unequal access to market information and level the playing field for small investors. [read post]
27 Aug 2019, 7:17 am by Bruce Zagaris
Securities and Exchange Commission, A Resource Guide to the U.S. [read post]
27 Aug 2019, 7:17 am by Bruce Zagaris
Securities and Exchange Commission, A Resource Guide to the U.S. [read post]
23 Aug 2019, 3:00 am by Jim Sedor
But several said they disagree with the commission’s conclusions. [read post]
21 Aug 2019, 6:02 am by Kristian Soltes
“So, we’re shifting our focus to expand Chase Pay’s presence in more merchant apps and websites. [read post]
20 Aug 2019, 5:28 pm by Race to the Bottom
Under Section 13 of the Exchange Act, activist shareholders must comply with beneficial ownership reporting requirements, which generally require an investor who has acquired ownership of more than five percent of an outstanding class of voting equity securities to report certain information to the Securities and Exchange Commission (the “SEC”) (Trevor Norwitz et al. [read post]
16 Aug 2019, 10:12 am by Scott R. Anderson
In this sense, self-determination has complicated a number of practices that were once historically commonplace—including the exchange of populated territories between states. [read post]
16 Aug 2019, 7:34 am
With a population of about 56,000, Greenland is a self-ruling part of the Kingdom of Denmark, and while its government decides on most domestic matters, foreign and security policy is handled by Copenhagen....U.S. officials view Greenland as important to American national-security interests. [read post]
16 Aug 2019, 3:00 am by Jim Sedor
National/Federal At Def Con, Hackers and Lawmakers Came Together to Examine Holes in Election Security Seattle Times – Taylor Telford (Washington Post) | Published: 8/12/2019 Hackers came had come to the DefCon computer security conference for a chance to probe voting machines used in U.S. elections. [read post]
14 Aug 2019, 3:00 am by John Jenkins
” The notice describes this matter as follows: The Commission will consider whether to publish an interpretation and related guidance regarding the applicability of certain rules, which the Commission has promulgated under Section 14 of the Securities Exchange Act of 1934, to proxy voting advice. [read post]
13 Aug 2019, 3:00 am by John Jenkins
Securities and Exchange Commission, such attacks come with the territory. [read post]