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18 Jan 2007, 8:58 am
UNCITRAL is hosting its two-day Second International Colloquium on Secured Transactions: Security Interests in Intellectual Property Rights.The background to this Colloquium is the impending ratification of the Commission's draft Legislative Guide on Secured Transactions. [read post]
22 May 2010, 4:03 pm
This is also in tune with the international trend as we have seen earlier. [read post]
17 Aug 2014, 6:00 am
On July 30, 2014, the Securities and Exchange Commission (“SEC”) advanced a novel theory of fraud against the former CEO (Marc Sherman) and CFO (Edward Cummings) of Quality Services Group, Inc. [read post]
12 May 2017, 6:20 pm
Recognized as a premier information security education and networking event, the Summit is expected to bring together 1000 or more health industry and other IT and InfoSec executives, leaders, analysts, and practitioners to learn from the experts, exchange ideas with their peers, and enjoy conversations with the community. [read post]
28 Jul 2011, 9:59 pm
According to Sean McKessy, the head of Securities and Exchange Commission’s Whistleblower Office, the agency has a $453 million fund from which to award bounties under its new whistleblower program. [read post]
14 May 2015, 1:06 pm
Securities and Exchange Commission. [read post]
11 Mar 2011, 1:52 pm
There would seem to have been no professional reason for continued DSI-Nifong exchanges after January 12, 2007. [read post]
2 Sep 2022, 7:59 am
As reported in the Wall Street Journal, employees of tech companies in Silicon Valley and elsewhere are increasingly coming forward to the Securities and Exchange Commission (SEC). [read post]
3 Apr 2020, 5:53 am
Security Council approval. [read post]
22 May 2022, 8:33 am
” The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
3 Nov 2014, 12:21 pm
Her experience includes extensive work helping employers implement, audit, manage and defend union-management relations, wage and hour, discrimination and other labor and employment laws, privacy and data security, internal investigation and discipline and other workforce and internal controls policies, procedures and actions. [read post]
5 Mar 2007, 6:58 am
Investors: A New International Framework, by Ethiopis Tafara and Robert Peterson, two SEC staffers, at 48 Harv. [read post]
26 Apr 2011, 5:56 am
Those statutory provisions, together with follow-on regulations, are intended to better equip the Securities and Exchange Commission to perform its enforcement function by incentivizing corporate insiders to provide information about corporate wrongdoing, such as insider trading, reporting violations, or Foreign Corrupt Practice Act violations. [read post]
17 May 2011, 1:39 pm
Securities and Exchange Commission today entered into its first-ever deferred prosecution agreement, signaling a new willingness to facilitate and reward cooperation in agency investigations. [read post]
27 Feb 2024, 10:00 am
Currency: Managing currency exchange rates and other financial considerations, including potential currency fluctuations, help ensure the financial viability of an international expansion. [read post]
27 Feb 2024, 10:00 am
Currency: Managing currency exchange rates and other financial considerations, including potential currency fluctuations, help ensure the financial viability of an international expansion. [read post]
2 Oct 2020, 6:11 am
Securities and Exchange Commission, on Friday, September 25, 2020 Tags: COVID-19, Incentives, Insider trading, SEC, SEC enforcement, Securities enforcement, Securities regulation, Stock options Statement by Commissioner Caroline Crenshaw on Whistleblower Program Rule Amendments Posted by Caroline Crenshaw, U.S. [read post]
21 Mar 2020, 7:14 am
Call 212-509-6544 to speak to an experienced securities attorney. [read post]
22 Oct 2013, 6:13 am
Editor's Note: Christian Leuz is the Sondheimer Professor of International Economics, Finance and Accounting at the University of Chicago. [read post]
31 Mar 2022, 8:27 am
Securities enforcement matters handled nationwide - call 212-509-6544 for more information [read post]
