Search for: "Julie Hedges"
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5 Mar 2011, 2:00 am
Currently, many private fund managers (including venture, hedge and private equity fund managers) do not register as investment advisers in reliance on Rule 260.204.9. [read post]
3 Mar 2011, 11:41 am
" The article and the paper were about regulating hedge funds, a modern-day villain. [read post]
1 Mar 2011, 8:40 am
Record, July 15, 2010).SIFMA believes that the CFTC’s definition of “hedging and mitigating commercial risk” is clearer and potentially easier to apply than the SEC’s. [read post]
1 Mar 2011, 8:23 am
July 2000). [7] This language is a minor change from the Proposed Regulations in order to be consistent with the defined terms in 26 U.S.C. [read post]
28 Feb 2011, 4:19 pm
” Despite agreeing with Judge Hedges’ sentiment, the main question in my mind will be whether footnote 44 is given its due weight going forward. [read post]
28 Feb 2011, 10:34 am
The hedge fund executive, who also was on the board of directors of two small public companies that had purchased the receivables, was sentenced to two years of probation and fined $250,000. [read post]
26 Feb 2011, 6:56 pm
” Air Products Continues to Raise Its Offer On July 8, 2010, Air Products raised its offer to $63.50 per share (all other terms remained the same.) [read post]
23 Feb 2011, 1:26 pm
The proposed prohibition on hedging applies to entry into arrangements on or after commencement (1 July 2011), irrespective of whether the remuneration was for services rendered before, on or after 1 July 2011. [read post]
23 Feb 2011, 3:47 am
The chances of the Supreme Court accepting the case are a good bit higher because the new “open discovery” rules which went into effect this past July, unlike the previous version, mandates an exchange of reports. [read post]
16 Feb 2011, 2:00 am
Watch the video In enacting the Dodd-Frank Act, Congress significantly altered the regulatory landscape for hedge fund advisers by eliminating (effective July 21, 2011) the fewer-than-fifteen client exemption from registration pursuant to Section 203(b)(3) of the Investment Advisers Act of 1940. [read post]
8 Feb 2011, 8:12 am
The New York Times reported Saturday that more than a quarter of Goldman Sachs’ partners used various hedging strategies from July 2007 through November 2010, based on its reporters’ analysis of regulatory filings. [read post]
7 Feb 2011, 5:56 pm
As we discussed in our post on NFA annual compliance obligations, commodity pool operators will need to submit annual audited reports to the NFA by March 31 of this year. [read post]
7 Feb 2011, 10:19 am
This broad stroke eliminates the basis upon which hedge fund managers have traditionally been exempt from investment adviser registration. [read post]
7 Feb 2011, 9:24 am
In January, the firm announced the arrival in its San Francisco office of a preeminent group of intellectual property litigation lawyers led by Partner Henry Bunsow.In July 2009, the firm brought in a group of transactional lawyers led by Richard Climan to its Silicon Valley office. [read post]
4 Feb 2011, 9:00 am
Thousands of private equity firms are scrambling to meet the July deadline to register with the SEC. [read post]
1 Feb 2011, 4:07 pm
Sterling Equities is a class action lawsuit filed last July in the U.S. [read post]
31 Jan 2011, 12:05 pm
Enacted on July 21, 2010, the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Act”) comprehensively reforms and restructures the U.S. financial regulatory system. [read post]
27 Jan 2011, 4:51 am
Four of Corp Fin's Dodd-Frank Rulemakings Delayed In its "Implementation of Dodd-Frank Act" rulemaking timeline, the SEC pushed back its estimate yesterday of when it will push out proposed rules from April-July to August-December for the following topics: - Pay-for-performance disclosure (how compensation is related to financial performance; Section 953) - Pay ratios (ratio of CEO pay to average employee pay; Section 954) - Clawback policies (clawback of the… [read post]
24 Jan 2011, 9:07 am
It would also establish different limits for physically and cash settled derivatives, and would provide for hedge exemptions for physical commodity hedging and aggregation of positions under common ownership or control. [read post]
21 Jan 2011, 9:00 am
I'm not sure that all of the below articles are about the subject totally centrally - Vic certainly is aware of compensation, but his executives are hedge fund principals, for example. [read post]
