Search for: "Matter of Trader"
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30 Sep 2011, 11:06 am
Browse by subject (Intellectual Property Law, Finance & Banking, Securities Law, Employment, others...) and follow the feeds that matter to you in whichever platform you'd like: LinkedIn, Twitter, Facebook, or RSS. [read post]
29 Sep 2011, 2:00 am
The Settlement Noteholders and the equity committee disputed whether as a matter of fact confidential information was shared with the Settlement Noteholders in violation of that agreement. [read post]
29 Sep 2011, 2:00 am
The Settlement Noteholders and the equity committee disputed whether as a matter of fact confidential information was shared with the Settlement Noteholders in violation of that agreement. [read post]
26 Sep 2011, 3:32 pm
Are insider traders greedy? [read post]
23 Sep 2011, 1:23 pm
As enforcement of insider trading has picked up, traders have stepped back from legal lines for fear of being investigated, leaving behind mainstays like the so-called "expert networks" that were Mr. [read post]
22 Sep 2011, 10:59 pm
Ltd. had the occasion to review the law relating to jurisdiction of criminal courts vis a vis the commission of acts / omissions constituting an offence in matters pertaining to Section 138 of the Negotiable Instruments Act. [read post]
21 Sep 2011, 6:09 am
” The Gupta matter involves some interesting jockeying between prosecutors and the Securities and Exchange Commission. [read post]
15 Sep 2011, 4:42 am
The Swiss group declined to comment, other than saying the loss had been caused by “a trader” and the matter was under investigation. [read post]
5 Sep 2011, 2:27 pm
Like any inside trader, the investor can expect a better than market return when he invests on the basis of his inside information.If expected return was all that mattered, each individual would invest only in the niche where he had specialized information. [read post]
3 Sep 2011, 12:36 pm
"Dictum" or "obiter dictum: is distinguished from the "holding of the court in that the so- called "law of the case" does not extend to mere dicta, and mere dicta are not binding under the doctrine of stare decisis, As applied to a particular opinion, the question of whether or not a certain part thereof is or is not a mere dictum is sometimes a matter of argument. [read post]
2 Sep 2011, 7:34 pm
Her practice focused on business litigation and defense of private securities actions and SEC matters. [read post]
2 Sep 2011, 12:14 pm
--Where a suit is referred under rule 1A and the presiding officer of conciliation forum or authority is satisfied that it would not be proper in the interest of justice to proceed with the matter further, then, it shall refer the matter again to the Court and direct the parties to appear before the Court on the date fixed by it. [read post]
2 Sep 2011, 4:05 am
” Additionally, as the Rainforest Alliance points out, “the ban on illegal timber as defined in the Lacey Act amendments has not been supported by a clear framework of regulation that sets guidelines for importers, exporters and traders. [read post]
1 Sep 2011, 12:50 pm
A two-judge Bench of this Court on 21.2.2007 referred these matters to a larger Bench in view of the importance of the matter. [read post]
31 Aug 2011, 6:28 pm
It pains us to say it, but the Governor has done good again, appointing long time criminal defense attorney Raag Singhal to the Circuit Court in the seat vacated by trader Vic Tobin. [read post]
31 Aug 2011, 9:17 am
About a dozen people have been pleaded guilty or been convicted of criminal charges in the matter, including Winifred Jiau, a former Primary Global consultant. [read post]
23 Aug 2011, 3:08 pm
LaCroix makes clear in his blog, footnote 6 of the opinion appears to resolve this matter. [read post]
19 Aug 2011, 10:02 am
The SEC has yet to issue its proposal on this matter. [read post]
16 Aug 2011, 5:08 am
The Commission has had the authority to adopt a large trader regime for 20 years. [read post]
16 Aug 2011, 4:00 am
While on the phone with BENHAMOU, SKOWRON sent an instant message to a trader at the Hedge Fund, urging him to sell the remaining HGSI shares more quickly. [read post]
