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28 Jun 2018, 8:13 am
Also, as scholars such as Thomas Merrill have noted, as the Court's personnel changes, it becomes more difficult (at least at first) for justices to predict case outcomes and thus it becomes more difficult to engage in strategic voting in the cert process. [read post]
25 Jun 2018, 5:21 am
SEC Charges Merrill Lynch for Failure to Supervise RMBS TradersMerrill Lynch, Pierce, Fenner & Smith Inc. will pay more than $15 million to settle charges that its employees misled customers into overpaying for Residential Mortgage Backed Securities (RMBS). [read post]
22 Jun 2018, 2:31 pm
The SEC alleged that Merrill Lynch created false reports; altered code to reconfigure FIX messaging systems; modified Transaction Cost Analysis reports and more to Merrill Lynch as the execution venue incorrectly. [read post]
22 Jun 2018, 2:31 pm
The SEC alleged that Merrill Lynch created false reports; altered code to reconfigure FIX messaging systems; modified Transaction Cost Analysis reports and more to Merrill Lynch as the execution venue incorrectly. [read post]
21 Jun 2018, 8:55 am
Rather, it seems to reflect a recognition that courts at all levels have not always paid enough attention to Chevron foundation and have not always considered the extent to which Chevron deference should be limited to what Tom Merrill and Kristin Hickman call "Chevron's Domain. [read post]
21 Jun 2018, 8:26 am
Merrill Lynch called this practice “masking. [read post]
18 Jun 2018, 7:06 pm
Jody James Farms, JV v. [read post]
18 Jun 2018, 5:27 pm
Merrill and Title 15 Section 1692 that when people enter into any dealings with agents, the people better investigate the authority and limits of authority that the agents possess. [read post]
18 Jun 2018, 2:02 pm
Merrill Lynch agreed to settle the claims for approximately $16 million without admitting or denying the allegations. [read post]
18 Jun 2018, 7:59 am
The securities attorneys at Gana Weinstein LLP are investigating claims against Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch) broker Patrick McNamara (McNamara). [read post]
15 Jun 2018, 7:23 am
According to the SEC’s order, Merrill Lynch traders and salespersons allegedly convinced the bank’s customers to overpay for RMBS by deceiving them about the price Merrill Lynch paid to acquire the securities. [read post]
14 Jun 2018, 9:17 pm
The commission voted to waive civil fines levied against 33 candidates and political committees by Merrill’s office. [read post]
13 Jun 2018, 1:04 pm
Wambach’s speech, and the discussion that we recently had at our Annual Conference with facilitator Wendy Merrill of Strategy Horse, which incorporated the concept of finding your “why? [read post]
13 Jun 2018, 1:04 pm
Wambach’s speech, and the discussion that we recently had at our Annual Conference with facilitator Wendy Merrill of Strategy Horse, which incorporated the concept of finding your “why? [read post]
13 Jun 2018, 1:01 pm
"price bumps that often accompany share-repurchase announcements ... can be especially beneficial to corporate executives holding large chunks of corporate stock looking for an uptick to unload shares" https://t.co/Xdj8jm1wQu #corpgov ht @AnnMLipton— Stefan Padfield (@ProfPadfield) June 11, 2018 "Merrill Lynch... [read post]
12 Jun 2018, 8:51 am
Courtesy of LAWA The bonds were underwritten by Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc. and Ramirez & Co., Inc. [read post]
11 Jun 2018, 9:01 pm
Campaign Finance Alabama: “John Merrill Questions Alabama Ethics Commission’s Waivers of Fines” by Mike Cason for AL.com Arizona: “Critics Slam Michele Reagan Over Election Funding Site ‘That Doesn’t Work’” by Dustin Gardiner for Arizona Republic Colorado: “Judge Dismisses Campaign Complaint Against Denver Council President, Saying State Law Doesn’t Apply to City” by Jon Murray for Denver Post Elections National:… [read post]
9 Jun 2018, 1:00 am
One of the research studies that happened in Merrill Lynch was that they looked at the amount of time that adults have for fun. [read post]
8 Jun 2018, 2:00 pm
Aron Levine, head of Merrill Edge, commissioned a survey of 1,000 “mass affluent” Americans. [read post]
4 Jun 2018, 6:30 am
Bancorp Investments, Inc Michael Jay Novick Morgan Stanley Beverly Hills Wealth Management, LLC David Warren Olson Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Inc Jason Charles Parker LPL Financial LLC Edward Jones James Albert Pettit Ameriprise Financial Services, Inc Janney Montgomery Scott LLC Jose Aloisio Teles Nomura Securities International, Inc Standard Chartered Bank… [read post]
