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22 Aug 2011, 2:00 am by Kara OBrien
L. 111-203 (July 21, 2010). [7] See Rose Marie Kushmeider, The U.S. [read post]
18 Aug 2011, 3:14 pm by velvel
AMICUS CURIAE BRIEF OF THE NETWORK FOR INVESTOR ACTION AND PROTECTION STATEMENT The Network For Investor Action And Protection (“NIAP”) is a two year old organization with about 1,200 members which arose because of the Madoff debacle and seeks to protect against frauds that victimize investors. [read post]
14 Aug 2011, 7:19 pm by Frank Pasquale
So let’s assume the hardest case for me: a 10% federal tax raise, or about $320,000 for the median taxpayer in this group, to help pay for the mix of programs presently funded by the US government. [read post]
8 Aug 2011, 2:00 am by Andrew Lavoott Bluestone
  In WASHINGTON MUTUAL BANK, Plaintiff, -against- LESTER YOUNG, RAYMOND MAR, MARILYN HARRIS, AKA MARILYN SELLER, US BANK NATIONAL ASSOCIATION, et al,  the argument succeeds for plaintiff. [read post]
3 Aug 2011, 2:51 am by John L. Welch
The Trademark Trial and Appeal Board has scheduled seven (7) oral hearings for the month of July, as listed below. [read post]
29 Jul 2011, 5:23 pm by Mandelman
Funded by the mortgage banking industry along with the GSEs, Fannie and Freddie, MERS is a company with few employees established to allow mortgages to be registered centrally without recording at county recording offices, as had always been required. [read post]
29 Jul 2011, 11:39 am by sandylaw
In addition, if a taxpayer in an ATAT has been contacted by the FTB and files an amended return prior to the issuance of a notice of deficiency there is an addition to tax of 100 percent of the interest payable under Section 19101.[7] The VCI differs in some material ways from the Second Suppl [read post]
29 Jul 2011, 1:28 am by admin
In Chamber, the court in 2005, and again in 2006, invalidated two mutual fund governance provisions promulgated by the SEC. [read post]
26 Jul 2011, 1:13 am by Andrew Lavoott Bluestone
  The requirements for the formation of a contract are at least two parties with legal capacity to contract, mutual assent to the terms of the contract  and consideration. 2 P J I 4:l at 638-39 (2011) ; see also Maas v . [read post]
22 Jul 2011, 11:55 am by admin
The disputed patent claimed a data processing system for managing an investment portfolio involving organized pooled mutual funds. [read post]
20 Jul 2011, 12:36 pm by James Hamilton
However, Rule 2a-7 under the Investment Company Act limits money market mutual funds’ ability to participate in repo transactions unless they are collateralized fully. [read post]
18 Jul 2011, 2:00 am by Kara OBrien
Most often, these will be private funds exempt from registering under Section 3(c)(1) or 3(c)(7) of the Investment Company Act, but would also include a private fund exempt under another section of the Investment Company Act as long as the adviser treats such fund as a private fund under the Investment Advisers Act for all purposes. [read post]
11 Jul 2011, 1:15 pm by Stikeman Elliott LLP
It should be noted that the valuation of mutual fund securities in the Form 31-103F1 is based on the net asset value (NAV) as determined in accordance with National Instrument 81-106 Investment Fund Continuous Disclosure and is unaffected. [read post]
7 Jul 2011, 7:00 am by Jeffrey Krivis
In fact, sometimes it is a sign of weakness to schedule mediation without having evaluated the data in advance. 7. [read post]
28 Jun 2011, 5:00 am by J Robert Brown Jr.
First Derivative, a case that involved allegedly false disclosure in a prospectus issued by a mutual fund. [read post]