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24 Oct 2018, 4:33 pm
For starters, most insider trading is perfectly legal, such as when corporate executives buy stock in their own companies as an investment. [read post]
18 Oct 2018, 9:30 pm
Securities and Exchange Commission (SEC) concluded that two national stock exchanges—the New York Stock Exchange and NASDAQ—failed to demonstrate that the fees they charged for access to market data complied with the Securities Exchange Act of 1934. [read post]
18 Oct 2018, 12:48 pm
However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
16 Oct 2018, 12:36 pm
As a result of the acquisition, Envision became a wholly owned subsidiary of funds affiliated with KKR and Envision’s common stock ceased trading on the New York Stock Exchange. [read post]
16 Oct 2018, 12:36 pm
As a result of the acquisition, Envision became a wholly owned subsidiary of funds affiliated with KKR and Envision’s common stock ceased trading on the New York Stock Exchange. [read post]
12 Oct 2018, 2:00 am
In 1928, their merged company would be listed on the New York Stock Exchange as General Mills. [read post]
12 Oct 2018, 2:00 am
In 1928, their merged company would be listed on the New York Stock Exchange as General Mills. [read post]
12 Oct 2018, 2:00 am
In 1928, their merged company would be listed on the New York Stock Exchange as General Mills. [read post]
10 Oct 2018, 12:58 pm
The arbitration was first filed with the National Association of Securities Dealers (NASD) in November of 2003, which predates the entity’s merger with the enforcement and arbitration arm of the New York Stock Exchange to form FINRA. [read post]
10 Oct 2018, 12:40 pm
Securities and Exchange Commission (SEC), the federal regulator tasked with policing the disclosures to shareholders by public companies like Google. [read post]
10 Oct 2018, 10:35 am
However, studies have found that there are fraud hotspots such as certain parts of California, New York or Florida, where the rates of disclosure can reach 18% or higher. [read post]
9 Oct 2018, 5:21 am
The Southern District of New York ordered Steven H. [read post]
6 Oct 2018, 1:00 am
If you’re interested, the reasons why they’re able to offer you free stock trading is not because of the democratization of the Internet. [read post]
5 Oct 2018, 1:39 pm
Zamansky LLC is a New York law firm which represents investors in court and arbitration cases against securities brokerage firms and issuers. [read post]
Underlining the Obvious: Remarks by Vice President Pence on the Administration’s Policy Toward China
4 Oct 2018, 8:05 pm
” In this strategy, President Trump made clear that the United States of America has adopted a new approach to China. [read post]
30 Sep 2018, 5:16 pm
The Musk and Tesla SEC Lawsuits The facts of the US Securities and Exchange Commission (SEC) lawsuit against Elon Musk, filed September 27, 2018, are fairly straightforward. [read post]
28 Sep 2018, 5:12 am
According to the SEC’s complaint, Musk’s tweets caused Tesla’s stock price to jump by over six percent on August 7, and led to significant market disruption.The SEC’s complaint, filed in federal district court in the Southern District of New York, alleges that Musk violated antifraud provisions of the federal securities laws, and seeks a permanent injunction, disgorgement, civil penalties, and a bar prohibiting Musk from serving as an officer or… [read post]
28 Sep 2018, 5:12 am
According to the SEC’s complaint, Musk’s tweets caused Tesla’s stock price to jump by over six percent on August 7, and led to significant market disruption.The SEC’s complaint, filed in federal district court in the Southern District of New York, alleges that Musk violated antifraud provisions of the federal securities laws, and seeks a permanent injunction, disgorgement, civil penalties, and a bar prohibiting Musk from serving as an officer or… [read post]
26 Sep 2018, 2:39 pm
As its name implies, an ATS is an alternative trading venue to a national securities exchange, such as the NASDAQ or New York Stock Exchange, where transactions typically occur through electronic, automated means. [read post]
26 Sep 2018, 2:39 pm
As its name implies, an ATS is an alternative trading venue to a national securities exchange, such as the NASDAQ or New York Stock Exchange, where transactions typically occur through electronic, automated means. [read post]
