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5 Apr 2018, 7:55 pm
RADACK ROBOSIGNER REDUX: Chief of one of many courts of appeal in Texas takes swipe at 2017 CFPB enforcement action against Transworld Systems, Inc. [read post]
5 Apr 2018, 8:24 am
While the letter does not address private funds, it outlines various questions addressing how cryptocurrency funds would satisfy the securities laws. [read post]
4 Apr 2018, 11:28 am
Staff Letter: Engaging on Fund Innovation and Cryptocurrency-related HoldingsStaff Letter: Engaging on Fund Innovation and Cryptocurrency-related HoldingsDalia Blass, Director, Division of Investment Management, US Securities and Exchange CommissionIn a staff letter to the Investment Company Institute and Asset Management Group, Blass addressed potential issues the SEC has identified concerning registered funds and products focused on cryptocurrency. [read post]
2 Apr 2018, 11:00 am
She has also served as Assistant Vice President and Counsel at AXA Financial, Inc. and as an Assistant District Attorney for the Kings County District Attorney's Office. [read post]
27 Mar 2018, 5:02 pm
BK court also holds that Access Group loans are educational loans and excepted from discharge under § 523(a)(8)(A).In re: Natalie Jean-Baptiste, Chapter 7, Debtor.Natalie Jean-Baptiste, Plaintiff,v.Educational Credit Management Corporation; NCO Financial Services, Inc.; and Access Group, Inc., Defendants.Case No. 8-13-72953-las, Adv. [read post]
27 Mar 2018, 4:00 am
Pfizer Canada Inc. 2017 FC 826, the Federal Court said that the funding agreement is privileged and refused to order disclosure of the complete unredacted agreement to the defendant. [read post]
23 Mar 2018, 8:09 am
About Solutions Law Press, Inc. [read post]
23 Mar 2018, 8:04 am
Through these and other involvements, she helps develop and build solutions, build consensus, garner funding and other resources, manage compliance and other operations, and take other actions to identify promote tangible improvements in health care and other policy and operational areas. [read post]
22 Mar 2018, 4:31 pm
The fund itself is in turn funded by monetary sanctions paid to the SEC by securities law violators. [read post]
22 Mar 2018, 12:43 pm
If Horter Investment Management sold you shares of LJMIX and you lost money, you may be able to recover those losses by bringing a private arbitration action against the firm through the American Arbitration Association (AAA). [read post]
18 Mar 2018, 1:14 pm
Many readers undoubtedly saw the news last week of the enforcement action the SEC filed against Theranos, Inc., its founder, Chairman, and CEO Elizabeth Holmes, and its President and COO Ramesh “Sunny” Balwani. [read post]
7 Mar 2018, 6:25 am
(RLH), a private equity firm based in Los Angeles, California, which manages both the pharmacy and the private equity fund that owns the pharmacy, for their involvement in the alleged kickback scheme. [read post]
26 Feb 2018, 7:58 am
Bureau of Labor statistics show that the number of in-house lawyers tripled between 1997 and 2016, as compared to just 46 per cent more government lawyers and only 27 per cent more lawyers at private law firms over the same time period. [read post]
25 Feb 2018, 11:39 am
Years after going public, some of the biggest technology companies, including Google parent Alphabet Inc. and Facebook Inc., remain under the control of founders who hold shares with super-voting rights. [read post]
23 Feb 2018, 6:14 am
Effective Sexual Misconduct Risk Management Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Friday, February 16, 2018 Tags: Board composition, Board oversight, Boards of Directors, Corporate culture, Corporate Social Responsibility, Diversity, Executive Compensation, Incentives, Management, Misconduct, Risk management Perpetual Dual-Class Stock: The Case Against Corporate Royalty… [read post]
19 Feb 2018, 6:00 am
Throughout 2016 and 2017, we published a multi-part series highlighting leading private equity funds in healthcare. [read post]
15 Feb 2018, 4:41 pm
FileFax, Inc. [read post]
13 Feb 2018, 8:00 am
Entrepreneurs, startups and some private companies participate in reverse merger deals to raise funds, become more visible to shareholders and future acquirers, and attract more customers. [read post]
6 Feb 2018, 3:03 am
PBGC is a federal agency that administers payments from failed private-sector defined benefit (DB) plans through collection of insurance premiums from employer plan sponsors, investment proceeds, and funds from the pension plans it takes over. [read post]
6 Feb 2018, 3:03 am
PBGC is a federal agency that administers payments from failed private-sector defined benefit (DB) plans through collection of insurance premiums from employer plan sponsors, investment proceeds, and funds from the pension plans it takes over. [read post]
