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26 Jan 2012, 6:46 am by KathyTaggart
Please RSVP by Friday, February 10, 2012 Date and Time: Tuesday, February 14th at 12:00 noon Newark — Prudential Insurance Company of America Law Library, 4th Floor 751 Broad Street Newark, NJ 07102 Contact: Beth Pickell Phone: 973-802-9763 Email: beth.pickell@prudential.com Parking – Edison Fast Park, 30 Bank Street (between Halsey and Broad) Newark, NJ 07102 Date and Time: Thursday, February 16thth at 12:00 noonMorristown — Saiber LLC 18 Columbia Turnpike, Suite… [read post]
12 Jan 2011, 5:45 pm by Editors
., Exelon, Fifth Third Bank, Verizon Wireless, Harrah’s Entertainment , Prudential Financial, Inc., Alcatel-Lucent, Axiom, Evonik Degussa Corp., Flex-Time Lawyers, Merck Sharp & Dohme Corp., National Corporate Research, Ltd., and The Vanguard Group Learn more at New Partner and In-House Counsel Conference. [read post]
22 Jun 2010, 4:15 pm by Hunton & Williams LLP
  The title to be considered in Wednesday's conference is:   Title VI of base text:  Regulatory Improvements (Prudential Regulation). [read post]
5 Dec 2011, 1:49 pm by admin
: 1 January 2012 standard ACL wording in warranties against defects new home loan key facts sheet starts new national work health and safety laws new unconscionable conduct rules start (estimated) Super funds and RSA providers can use TFN’s to identify and consolidate accounts 30 January 2012 PPS Register starts 1 February 2012 new deposit guarantee limit starts 1 April 2012 deadline for credit licensees to commence use of Australian Credit Licence numbers 1 July 2012 consolidated… [read post]
22 Jun 2010, 4:15 pm by Hunton & Williams LLP
  The title to be considered in Wednesday's conference is:   Title VI of base text:  Regulatory Improvements (Prudential Regulation). [read post]
25 Jul 2007, 11:30 am
The EC also thoroughly examined financial stability issues.After this deliberative process, the Commission decided to rely on an indirect approach involving the upstream monitoring and regulation of prime brokers and the investment banks dealing with the hedge funds, which is where the real prudential risks lie. [read post]
Prudential supervision will be transferred to a new body under the Bank of England and a separate agency will be created to tackle serious economic crime. [read post]
The regulation introduced shorter settlement periods, settlement discipline measures, organisational, conduct of business and prudential requirements for CSDs and provided for a passporting regime allowing authorised CSDs to provide their services across the EU. [read post]
2 Jul 2007, 9:00 pm
The supervisor is the Central Bank of the Netherlands Antilles. [read post]
25 Mar 2009, 3:50 am
 With regard to remuneration, the ABI states that there must be no incentive for employees of banks to take long-term risks for short-term benefits and that prudential standards should be tightened if remuneration policies do not reflect this.The full ABI press release can be found here. [read post]
31 Mar 2014, 5:00 pm by Sabrina I. Pacifici
The SA-CCR limits the need for discretion by national authorities, minimises the use of banks’ internal estimates, and avoids undue complexity by drawing upon prudential approaches already available in the capital framework. [read post]
2 Jul 2021, 8:40 pm by Martin Krause (DE)
It was also noted that the ESRB had published its annual report covering its risk assessment and contributions to the macro-prudential policy framework over the period 1 April 2020 to 31 March 2021. [read post]
7 Nov 2022, 9:36 am by Tom Smith
" In press releases announcing their own credit facilities, executives at BlackRock, Prudential, and Definity say the agreements demonstrate their commitment to "accountability. [read post]
6 Jun 2009, 12:53 pm
The recommendations are: (i) for ASIC to consider possible options for investor education addressing over-reliance on credit ratings; (ii) for ASIC to continue to work with rating agencies on progressing their AFSL applications; (iii) for banks and industry bodies to continue their efforts to encourage more informed investment decisions, and (iv) for the Government to continue to make known the benefits and quality of Australia's prudential regulation system. [read post]
The report also includes information on the overall Complaints Scheme statistics for the year, Bank of England (BoE) / Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) specific statistics, policy considerations, and resources and performance. [read post]
30 Jul 2024, 9:57 am by Anita Edwards and Simon Lovegrove (UK)
The report also includes information on the overall Complaints Scheme statistics for the year, Bank of England (BoE) / Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) specific statistics, policy considerations, and resources and performance. [read post]