Search for: "Registration Private (5)"
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15 Dec 2017, 9:01 am
SEC Registration. [read post]
12 Dec 2017, 4:36 pm
Co-director of enforcement Stephanie Avakian touted the Cyber Unit’s second ICO enforcement action, stating: “We will continue to scrutinize the ICO market vigilantly for improper offerings that seek to sell securities to the general public without the required registration or exemption. [read post]
11 Dec 2017, 12:16 pm
(b) A person commits an offense if the person:(1) knowingly finances the commission of an offense under Subsection (a);(2) invests funds the person knows or believes are intended to further the commission of an offense under Subsection (a); or(3) is a professional who knowingly accepts employment within the scope of the person's license, registration, or certification that results from the solicitation of employment in violation of Subsection (a). [read post]
11 Dec 2017, 12:16 pm
(b) A person commits an offense if the person:(1) knowingly finances the commission of an offense under Subsection (a);(2) invests funds the person knows or believes are intended to further the commission of an offense under Subsection (a); or(3) is a professional who knowingly accepts employment within the scope of the person's license, registration, or certification that results from the solicitation of employment in violation of Subsection (a). [read post]
11 Dec 2017, 7:57 am
Glaser for Alleged Private Securities Sales According to The Financial Industry Regulatory Authority, on September 5, 2017, William A. [read post]
4 Dec 2017, 3:00 am
See registration details. [read post]
1 Dec 2017, 11:13 am
Further information about the Conference, including program and registration details, will be available on the ANZSIL website. [read post]
27 Nov 2017, 3:00 am
See registration details. [read post]
22 Nov 2017, 6:09 am
Private companies granting share-based compensation to their employees often will rely on Rule 701 under the Securities Act of 1933 (the “Securities Act”), particularly if the employees being granted options or restricted stock units (or other forms of compensation that otherwise would implicate the registration requirements of Section 5 of the Securities Act) do not qualify as “accredited investors. [read post]
20 Nov 2017, 3:00 am
See registration details. [read post]
16 Nov 2017, 1:33 pm
The grand jury is composed of a group of citizens who have been selected from voter registration, drivers license and tax lists. [read post]
15 Nov 2017, 6:21 am
The same is true for the collection of user inputs during checkout and registration processes. [read post]
14 Nov 2017, 10:46 am
Zhiwei Tong (童之伟) remains one of the most innovative scholars of constitutional law in China. [read post]
12 Nov 2017, 11:00 pm
In reaching this conclusion, the Second Circuit emphasized, “we do not imply that direct evidence of price impact under Cammer 5 is never important,” and cited with approval its earlier rulings recognizing that Cammer 5 “has been considered the most important Cammer factor in certain cases because it assesses ‘the essence of an efficient market and the foundation for the fraud on the market theory. [read post]
6 Nov 2017, 2:04 pm
The sentencing court shall inform the person convicted that failure to satisfy such requirements shall result in a mandatory two-day term of imprisonment in a county jail and a driver license revocation or suspension and continuation of revocation or suspension until such requirements are satisfied, unless stayed by court order in accordance with the Rules Governing the Courts of the State of New Jersey, or R.S. 39:5-22. [read post]
6 Nov 2017, 1:39 pm
It is also strict liability if any of your dangerous animals injure someone, i.e. pet, buffalo or tiger.For the purpose of this state law, a person is lawfully upon the private property of such owner when he/she is on the property in the performance of any duty imposed upon him by the laws of this state or the laws or postal regulations of the United States, or when he/she is on such property upon the invitation, express or implied, of the owner thereof.In deciding whether the plaintiff was… [read post]
6 Nov 2017, 1:39 pm
It is also strict liability if any of your dangerous animals injure someone, i.e. pet, buffalo or tiger.For the purpose of this state law, a person is lawfully upon the private property of such owner when he/she is on the property in the performance of any duty imposed upon him by the laws of this state or the laws or postal regulations of the United States, or when he/she is on such property upon the invitation, express or implied, of the owner thereof.In deciding whether the plaintiff was… [read post]
6 Nov 2017, 3:00 am
See registration details here. [read post]
5 Nov 2017, 2:56 pm
The process is intended to allow private startups to raise funding outside of traditional capital markets. [read post]
3 Nov 2017, 10:51 am
Niagara Bottling, LLC; No. 5:17-cv-00196 (W.D.N.C. [read post]
