Search for: "Security and Exchange Commission"
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4 Jan 2011, 2:15 am
Xpert Financial says the Securities and Exchange Commission has approved a new trading platform for the shares of private companies like Facebook. [read post]
20 Apr 2009, 7:09 am
The Securities and Exchange Commission, Department of Enforcement’s Manual (the Red Book) is available online. [read post]
7 Apr 2008, 10:19 pm
News release: "The Securities and Exchange Commission...took action to stop a sophisticated Internet scheme that stole the identities of unsuspecting... [read post]
19 Jun 2012, 6:34 am
For more than two years, this blog has been covering the Securities and Exchange Commission’s foray into the world of […] [read post]
2 May 2008, 10:50 pm
News release: "The Securities and Exchange Commission today announced that investors awaiting their refund checks from the Internal Revenue Service... [read post]
17 Aug 2012, 1:13 pm
The Securities and Exchange Commission accuses Eddie Murray, the former Baltimore Orioles player, of illegally trading on a tip on a $2.8 billion merger. [read post]
25 Apr 2016, 8:06 am
On April 15, 2016, the Securities and Exchange Commission began seeking comment on specific disclosure requirements in Regulation S-K. [read post]
31 Oct 2010, 10:10 pm
News release: "The Securities and Exchange Commission's Office of the Chief Accountant and Division of Corporation Finance today published their... [read post]
4 Jan 2008, 10:46 am
"The Securities and Exchange Commission has received and posted on its Web site the text of the RAND Corporation's final... [read post]
29 Jan 2011, 9:10 pm
News release: "The Securities and Exchange Commission announced that it has published a staff study recommending steps to help investors... [read post]
30 Apr 2012, 5:46 pm
The company, an installer of rooftop solar energy systems, has filed a draft registration statement with the Securities and Exchange Commission. [read post]
10 Nov 2010, 2:25 pm
A partner at WilmerHale has been named chief counsel of the Securities and Exchange Commission's division of enforcement. [read post]
5 Apr 2010, 2:22 pm
New concerns are being raised about lawyers leaving the Securities and Exchange Commission and immediately defending companies before the agency. [read post]
10 Jan 2011, 10:13 am
Four people and a hedge fund, Trivium Capital, face civil charges brought by the Securities and Exchange Commission. [read post]
25 Aug 2010, 12:51 pm
The Securities and Exchange Commission voted 3 to 2 to adopt a rule that would give shareholders an easier way to nominate company directors. [read post]
21 Oct 2010, 9:18 am
Will we see a settlement between former auto czar Steven Rattner and the Securities and Exchange Commission? [read post]
14 Nov 2006, 4:10 pm
Press release: "Securities and Exchange Commission Chairman Christopher Cox today announced that investors are now able to search the contents... [read post]
8 Dec 2008, 10:40 pm
News release: "The Securities and Exchange Commission today announced that it has unanimously approved measures that will shine more light... [read post]
4 Aug 2010, 3:33 am
Continental said Tuesday in a filing to the Securities and Exchange Commission that it would disclose in greater detail the negotiations that led it to merge with United Airlines. [read post]
21 Jul 2010, 3:03 pm
The Securities and Exchange Commission voted unanimously to propose a reduction in the fees that mutual fund investors pay for sales and marketing activities of brokers. [read post]
