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25 Jan 2016, 12:50 am
Kennedy v Cordia (Services) LLP (Scotland), heard 19 October 2015. [read post]
27 Aug 2010, 12:23 am
I was honored four years later to testify on the issue of proxy access on opposite sides from my former mentor before the House Financial Services Committee. [read post]
27 Sep 2009, 10:26 am
The layoffs generally involve new financial advisers and recent trainees. [read post]
28 Aug 2008, 3:38 am
Third, although the subprime and credit crisis-related litigation wave has spread, the vast majority of the lawsuits have been concentrated in the financial services sector. [read post]
22 Sep 2023, 12:52 pm
We will consider applicants with the ability to waive in with a qualifying UBE score, or a willingness to take and pass the next Montana Bar Exam. [read post]
5 May 2012, 11:25 am
She did however express surprise that the investors had let Credit Suisse or UBS modify their loans, and she told me that PIMCO wouldn’t let one of their servicers do that. [read post]
3 Oct 2012, 7:10 am
Matthews) What Is A New gTLD And Why You Should Care: A gTLD Primer For Brand Owners – http://bit.ly/PFDzK2 (Andrea Calvaruso, Nancy Lutz) Vendor Views Industry LandscapeA Defensible, Secure And Fixed-Cost Managed Review Solution – http://bit.ly/Pvm5A5 (John Thatcher) ACC 2012 Annual Meeting – Meet Orange Legal Technologies (Booth 422) – http://bit.ly/P5wXnY (@OrangeLT) AccessData Releases Summation 4.1 and AD eDiscovery 4.0 – http://bit.ly/PvmGBO (Business Wire) Alicia… [read post]
4 Nov 2009, 7:59 am
The ban will deprive participants and beneficiaries of public funds of well qualified advisers and drive up the cost of investment advisory services due to higher compliance costs. [read post]
12 Jul 2010, 2:18 am
The report also notes that though the second quarter filings involved companies in a wide range of industries, the filings were "primarily concentrated in the financial services and oil and gas sectors. [read post]
12 May 2008, 8:15 pm
Paul Leonard of the Financial Services Roundtable indicated that the Frank Option was not that attractive. [read post]
18 Jun 2012, 11:42 am
Teers was a stockbroker employed by Tri-Star Financial Services in Houston. [read post]
20 Jun 2018, 9:37 am
The awards ceremony was organized by MADD Kern County volunteers, and made possible by the financial support of local sponsors: Chevron, Chain | Cohn | Stiles, UBS Financial, Sally Herald CPA, STEPS Inc., and Bakersfield Police Chief Lyle Martin. [read post]
4 Feb 2018, 9:30 pm
The Internal Revenue Service has a similar provision, helping to limit illegal tax evasion by Swiss banks. [read post]
19 Jul 2012, 2:00 am
" Our only tool is to "reconstruct his financial record" from what he has released. [read post]
2 May 2024, 12:35 pm
He was affiliated with firms like RBC Capital Markets, UBS Financial Services Inc., and Citigroup Global Markets Inc. [read post]
7 Mar 2011, 12:17 pm
Securities America is owned by Ameriprise Financial Services, which reported a profit of $1.1 billion in 2010 on revenue of nearly $10 billion. [read post]
22 Mar 2023, 12:52 pm
They actually give very good service individuals. [read post]
18 Nov 2012, 4:24 pm
This past week, House Financial Services Committee Chairman Spencer Bachus said during a press conference in Washington that the agency’s plan to increase the premiums it charges won’t be enough to cover what the FHA needs. [read post]
25 Jun 2013, 8:05 pm
Bay Mills Indian Community, 12-515, the Indian Gaming Regulatory Act case relisted for the first time last week, in which the Solicitor General had recommended a denial; UBS Financial Services Inc. of Puerto Rico v. [read post]
20 Oct 2019, 12:48 pm
By the same token, whistleblower revelations “have been central” to many of the regulatory enforcement actions brought against the financial services industry in the last decade, in the U.S. and elsewhere. [read post]
