Search for: "Wall Street Financial Corporation"
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8 Jun 2009, 7:29 pm
The media industry is set to suffer the most serious casualties after GM spent $5.3 billion in advertising in 2008, followed closely by the financial sector, with its $1 trillion in total debt or equity outstanding among Wall Street firms. [read post]
14 Oct 2011, 11:00 am
The Wall Street Journal recently provided suggestions worthy of your consideration. [read post]
27 Mar 2018, 1:30 pm
Wall Street banks are at it again, and it looks like history is repeating itself. [read post]
30 Sep 2008, 5:00 pm
According to the NYT: "The retreat on investment bank supervision is a heavy blow to a once-proud agency that has seen its influence over Wall Street steadily erode as the financial crisis has exploded over the last year. [read post]
11 Jun 2008, 11:33 am
In the article "Wall Street Firm told only some about risk," reporter Beth Healey writes that at least three months before the auction-rate securities market crashed in February, UBS warned large investment bankers of the impending problem. [read post]
3 Feb 2023, 7:12 am
The resolution is considered significant and a warning to other publicly traded companies and financial institutions subject to the SEC jurisdiction that these controls are essential and that the SEC is payaing close attention to similar situations in other corporations. [read post]
3 Feb 2023, 7:12 am
The resolution is considered significant and a warning to other publicly traded companies and financial institutions subject to the SEC jurisdiction that these controls are essential and that the SEC is payaing close attention to similar situations in other corporations. [read post]
30 Aug 2007, 1:56 am
In Hillary Clinton, corporate executive, for example, he wrote:Recently I suggested that John Edwards ought to be held to SOX 404-type standards with respect to a company from which he received significant financial support. [read post]
21 Sep 2008, 1:52 pm
This is the basis for much of the sub-prime mess, whose collateral damage is taking down the biggest firms on Wall Street. [read post]
3 Sep 2022, 6:30 am
In the past five years, retail stock ownership, particularly among millennials and Gen Z, has skyrocketed, with a generation of investors who didn’t grow up reading The Wall Street Journal. [read post]
17 May 2011, 12:25 pm
Issued under the authority of Section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), the proposed rules would align the U.S. more closely with international compensation standards by: Prohibiting incentive-based compensation arrangements that would encourage inappropriate risks by banks providing excessive compensation; Prohibiting incentive-based compensation arrangements for covered persons that would expose the… [read post]
11 Mar 2009, 2:22 am
Many of the failed banks were located in or around Alphretta, Georgia, which earlier this year the Wall Street Journal referred to (here) as "Bank-Failure Central. [read post]
30 Oct 2022, 11:31 am
” The October 29, 2022 Wall Street Journal article, entitled in the online edition “Under Biden Administration, Wall Street Watchdog’s Fines Surge,” can be found here. [read post]
15 Feb 2011, 2:20 pm
The Wall Street Journal's Law Blog provides a short overview of the case here. [read post]
4 Jun 2012, 11:57 am
Last week, however, the Wall Street Journal reported a study showing that those fears may be overblown. [read post]
6 Nov 2014, 3:03 pm
According to the Wall Street Journal, the error resulted in the resignation of the company’s chief financial officer, Brian Block, and chief accounting officer, Lisa McAlister. [read post]
17 Mar 2016, 4:51 pm
In the following guest post, Dennis Klein of the Hughes Hubbard & Reed law firm provides an overview of what he views as the takeaways for corporate directors and officers from the financial crisis D&O litigation. [read post]
29 Mar 2010, 9:16 am
See “Cracking Down on ‘Private Placement’ Investments,” March 27, 2010, Wall Street Journal, by Jane J. [read post]
2 Mar 2009, 6:58 pm
[12] Temple-Raston, Dina, Bush Signs $700 Billion Financial Bailout Bill, National Public Radio, October 3, 2008, available at [www-cdn.npr.org]. [13] Id. [14] Meckler, Laura, and Weisman, Jonathan, Obama Warns of ‘Lost Decade,' The Wall Street Journal, February 10, 2009, available at [online.wsj.com]. [15] Economic Stimulus, The New York Times, February 23, 2009, available at… [read post]
20 Jan 2011, 10:00 am
In a must-read op-ed in today’s Wall Street Journal, Yale Law’s Jonathan Macey weighs in on Goldman Sachs’s decision to allow only foreign gazillionaires — no Americans, regardless of their wealth or sophistication — to invest in new shares of Facebook. [read post]