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10 Jun 2019, 2:05 pm by Aaron Rubin
FHFA has since filed another appeal, which the agency contends permits it to pursue the claims in this Complaint against Wells Fargo. [read post]
10 Jun 2019, 2:00 am by James Davis, Editor, HR Daily Advisor
We also saw a similar situation at Wells Fargo in which competition led to some very unscrupulous behavior. [read post]
4 Jun 2019, 2:05 pm by Thornton McEnery - Dealbreaker
Ruth Porat might be suddenly available for a job that's suddenly not so terrible... at least by comparison. [read post]
4 Jun 2019, 11:14 am by ccollins
With 28 years in the industry, Strnad was most recently a Wells Fargo (WFC) broker and also previously a Citibank (C) broker. [read post]
1 Jun 2019, 1:51 am
Wells Fargo Found Guilty of Defaming Stockbroker for Storing Customer Property(BrokeAndBroker.com Blog)http://www.brokeandbroker.com/4625/Wells-Fargo-Defamation/Imagine that you're a stockbroker and a customer asks if you would dog-sit her pet for a week. [read post]
30 May 2019, 6:16 am by Staff Attorney
The law offices of Gana Weinstein LLP are following the investigation by the Massachusetts Secretary of the Commonwealth’s office where the Secretary of the Commonwealth opened an investigation into Wells Fargo’s brokerage and advisory sales practices. [read post]
29 May 2019, 8:50 am by Silver Law Group
Hafen was discharged by Wells Fargo on 8/21/2018, after “entering into financial arrangements with clients that were not approved by the firm. [read post]
29 May 2019, 7:44 am by Silver Law Group
(CRD#:10740), Wells Fargo Advisors, LLC (CRD#:19616), and HSBC Securities (USA) INC. [read post]
29 May 2019, 6:23 am by Dan Harris
Wells Fargo looks at China’s diesel fuel consumption and notes that is down by more than 30% in just the last couple of months and considers that an indication of its economy being way down as well. [read post]
28 May 2019, 2:45 pm by Thornton McEnery - Dealbreaker
Giving the worst job in American banking to a woman is the wrong way to make history. [read post]
27 May 2019, 5:24 am
The recent sales practice scandal at Wells Fargo, leading to the dismissal of more than 5300 employees, shows that the compliance challenge is an ongoing and permanent one—and it is not limited to the financial industry at all. [read post]
24 May 2019, 7:25 am by Staff Attorney
According to BrokerCheck records financial advisor Richard Bernstein (Bernstein), currently employed by Wells Fargo Clearing Services, LLC (Wells Fargo) has been subject to at least eight customer complaints during the course of his career. [read post]