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6 May 2019, 7:53 am by Rebecca Tushnet
  The obvious answer seems to be: to get to the sale. [read post]
17 Jul 2019, 10:32 am by Kristian Soltes
The answer to her problems may instead lie in a wave of alternative banking solutions now emerging across Latin America. . . . [read post]
18 Aug 2007, 11:29 am
This case was recently decided by the Superior Court of New Jersey (Appellate Division).The petitioner, Fayette Fair Trade, Inc. [read post]
10 May 2013, 5:06 am by Doug Cornelius
Under the transitional provision, these non-UK AIFMs will be able to market fund interests in the UK without requiring the AIFMs to register with the UK Financial Conduct Authority or generally comply with the AIFMD until July 22, 2014. [read post]
7 Apr 2020, 7:45 am by Wiggam & Geer
Here’s some helpful information from our friends at Bach, James, Mansour & Company, Inc. [read post]
10 May 2013, 5:06 am by Doug Cornelius
Under the transitional provision, these non-UK AIFMs will be able to market fund interests in the UK without requiring the AIFMs to register with the UK Financial Conduct Authority or generally comply with the AIFMD until July 22, 2014. [read post]
27 Oct 2009, 3:00 am
Lukaszewski, The Lukaszewski Group Inc. [read post]
30 Jul 2012, 3:57 pm by DougW
It is likely other civil lawsuits seeking financial compensation for the victims to pay for medical bills and compensate for pain, suffering and wrongful death will be filed as more information becomes known. [read post]
1 Jan 2023, 2:54 pm by Russell Knight
Pax/Indianapolis, Inc., 627 NE 2d 185 – Ill: Appellate Court, 1st Dist., 2nd Div. 1993 In addition to sending constant correspondence to the opposing side, you can schedule a deposition which is, effectively, a meeting with the other side to ask them where the missing discovery is…while they answer under oath. [read post]
22 May 2011, 7:47 pm by Kevin Funnell
Only by this time, the CU's assets had increased to $2.1 million, its balance sheet swelled, according to someone whose name was redacted from the filing, by fee and "other operating income" from two CUSOs: Account Process Systems and Verartis Inc., which offered financial transaction and financial counseling services. [read post]
10 Dec 2013, 4:24 pm by Larry Tolchinsky
If you have a specific or personal situation, please call or email Larry because he can’t answer specific fact questions in general comments. [read post]
The five units will be as follows: The Asset Management Unit to focus on investment advisers, investment companies, hedge funds and private equity funds; The Market Abuse Unit to focus on large-scale market abuses and complex manipulation schemes by institutional traders, market professionals and others; The Structured and New Products Unit to focus on complex derivatives and financial products, such as credit default swaps, collateralized debt obligations and other securitized products;… [read post]
6 Aug 2007, 4:03 pm
Answer: You have to prove the broker "assumed" or "usurped" control of your account. [read post]