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4 Feb 2011, 5:00 am
The rule allows an advisor to apply to the SEC for an order exempting it from application of the two-year ban. [read post]
8 Sep 2023, 5:22 am
In this case, defendants’ own application to the IRS doomed the defense. [read post]
6 Aug 2011, 12:16 pm
Notably, under the Dodd-Frank Act, Congress has specifically called for the SEC to conduct a study and make recommendations regarding the extraterritorial scope of Rule 10b-5.The SEC has solicited public input regarding this issue, including seeking information on the implications of extraterritorial application on international comity and the costs to domestic and international financial systems and securities markets. [read post]
13 Mar 2024, 8:49 am
If you or someone you love has suffered harm in Florida, the lawyers at Friedman Rodman Frank & Estrada can help you understand your rights and the remedies available to you under Florida law. [read post]
27 Apr 2022, 10:47 pm
Cite this article as: Frank Cranmer, "Returning a Christian convert to Pakistan? [read post]
4 Apr 2011, 1:25 pm
All students applying for a Research Assistant (RA) work-study position must be identified as work-study eligible through their financial aid application and award. [read post]
12 Jul 2022, 7:16 pm
The conference included presentations on topics such as the use of nanotechnology in textiles and packaging, its application in agriculture, the introduction of nanomaterials into the body, and future-oriented assessment approaches. [read post]
10 May 2017, 6:23 pm
The bill also requires the agency to publish an Enforcement Manual to ensure transparency and uniform application of its procedures. [read post]
8 Jul 2009, 8:43 am
As Frank Sinatra once said, "The best revenge is massive success. [read post]
26 May 2021, 4:00 am
Many exceptions in FOIPP are premised on a rationale that a greater public interest is served by withholding access, e.g., shielding the advice of public servants to encourage free and frank discussion of ideas during policy discussions. [read post]
14 Sep 2016, 6:13 am
According to Jennifer Doleac, assistant professor of public policy and economics at the University of Virginia’s Frank Batten School of Leadership and Public Policy, employment rates for groups that are more likely to have criminal records actually decreased in areas with “ban the box” laws. [read post]
10 Jul 2014, 12:32 pm
The background of this case was a request by the stockholder that the company correct a failure to make proper disclosures pursuant to the Dodd-Frank Act. [read post]
19 Apr 2017, 8:55 pm
Although this application is for probate of the Primary Will, no application has been brought, and I infer no application is contemplated, for probate of the Secondary Will. [read post]
2 Dec 2021, 9:06 pm
“This is a game-changer,” said Frank Yiannas, FDA Deputy Commissioner for Food Policy and Response, during an interview with Food Safety News. [read post]
10 Aug 2010, 11:46 am
” The court said that “lineal descendant” or “descendent” as interpreted by Florida inheritance law is defined to mean “a person in any generational level down the applicable individual’s descending line. [read post]
25 Dec 2014, 9:30 pm
Six agencies issued a combined credit risk retention rule under Dodd-Frank. [read post]
29 Jul 2010, 10:17 pm
CFTC to Establish Energy Position Limits The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Act”) includes a number of key provisions which will affect the investment management industry in important ways. [read post]
17 Aug 2012, 3:48 pm
Concurrently, the CFPB proposed a rule to implement a Dodd-Frank Act provision that adds similar appraisal requirements to ECOA. [read post]
22 Jun 2011, 12:04 pm
Law Lessons from FRANK J. [read post]
19 Aug 2012, 9:57 am
They also asked the CFTC to clarify the procedure and implementation timeline of substituted compliance and to respect foreign regulations as a whole set and not on a piecemeal basis.The letter was in response to the CFTC’s proposed guidance on the cross-border application of the derivatives provisions of the Dodd-Frank Act. [read post]
