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20 Aug 2010, 4:50 am by Broc Romanek
Postseason Report - Less Support for Independent Chair Proposals - Broc Romanek [read post]
11 Sep 2014, 3:33 am by Broc Romanek
What to Do If There’s a Filing Error: Corrections & Disclosure – The In-House Perspective - Broc Romanek [read post]
14 Apr 2017, 3:02 am by Broc Romanek
Conflict Minerals: NGOs Say “Ignore Corp Fin Guidance” As noted in this Cooley blog, a number of non-governmental organizations have issued statements emphatically rejecting Corp Fin’s recently updated statement about the effect of the Court of Appeals Decision on the conflict minerals rule – and they’re asking companies to disregard the Corp Fin guidance… – Broc Romanek [read post]
15 Jul 2011, 2:00 am by Kara OBrien
**Hat tip to Broc Romanek for two of these suggestions!! [read post]
24 Jun 2016, 3:39 am by Broc Romanek
– Environmental-Related Disclosures: Companies Facing Increasing Scrutiny – Shareholder Proposal Trends – Broadridge’s ’15 Proxy Season Stats – Broc Romanek [read post]
5 Aug 2011, 2:00 am by Kara OBrien
– In this post, Broc Romanek discusses some of the madness descending from Capitol Hill these days with regards to the SEC. [read post]
15 Apr 2010, 3:36 am by Broc Romanek
Here are some of the latest entries: - More on Placement Agent Regulation - Use Your Existing ESOP to Increase Bank Capital - Feedback: Prohibition of Broker Voting on Say-on-Pay Votes - DOJ and BAE Systems' $400 Million FCPA Settlement - Director Independence Determinations: Take All Facts & Circumstances into Account - Broc Romanek [read post]
1 Oct 2008, 5:16 pm
" Still, as commenter Broc Romanek points out, accountants don't like the idea. [read post]
17 May 2013, 3:52 am by Broc Romanek
Here are some of the latest entries: - Calls for Proxy Access Whither - Declassification, Political Spending Again Ubiquitous - Campaign Mounts for Independent Chairs - No-Action Letter Challenge to New Version of Retail Proxy Access Proposal - Western Union Seeks to Exclude Norges Bank Proxy Access Shareholder Proposal - Survey: Mutual Fund Support for Corporate Political Disclosure - Broc Romanek [read post]
17 Apr 2017, 3:00 am by Broc Romanek
This counters the letter that 6 Senate Republicans sent down to the SEC a few months ago… – Broc Romanek [read post]