Search for: "DIVISION OF RISK MANAGEMENT"
Results 1001 - 1020
of 5,183
Sorted by Relevance
|
Sort by Date
20 Dec 2019, 3:02 am
Provide the name, address and telephone number of the person with whom the Division should communicate and direct all issued notices and orders. [read post]
10 Dec 2023, 9:01 pm
This process involves detailed pre-trade and post-trade analysis of key risk metrics that help manage the trade-offs between the speed at which the risk inherent in the buyback is reduced and balanced with the trading impact costs. [read post]
19 Sep 2011, 2:00 am
Miller, Associate Director, Division of Investment Management, U.S. [read post]
17 Apr 2008, 3:22 am
Acknowledging that risk is dynamic allows for a more fluid determination of the level of service or supervision required to manage the risk. [read post]
31 Jan 2023, 6:09 am
Sammamish Does the First Amendment Permit Government Actors to Manage Social Media Comments? [read post]
1 Apr 2022, 12:16 pm
Year Q122 M&A+I Data Points Activity By Month (Q1 2022) January – 2 February – 2 March – 3 Activity By Month (Q1 2021) January – 3 February – 3 March – 4 Activity By Month (Q1 2020) January – 6 February – 2 March – 2 M&A+I Events (Running Listing: November 2001 – Today) Index: eDiscovery Mergers, Acquisitions, and Investments Event DateAcquired (Investee)Acquirer (Investor)Amount (Estimated $) 15-March-22Fireman & CompanyEpiq… [read post]
11 Jun 2018, 5:00 am
It reminded companies of the general requirement to disclose how the board approaches various risk management areas. [read post]
18 Oct 2018, 9:00 pm
Loss of investment is not as severe as loss of source of livelihood with no financial backup.The interests of shareholders, managers, and employees inevitably conflict over the division of corporate assets and profits. [read post]
2 Mar 2018, 8:47 pm
The SEC states that the requirements for disclosure decisions and certifications by senior management also apply to cybersecurity risk disclosure controls and procedures. [read post]
11 Nov 2009, 8:22 am
Under the Division’s new analytical framework, on a going-forward basis, in evaluating registrant requests to exclude risk-related shareholder proposals under Rule 14a-8(i)(7), the Division will focus on the subject matter to which the risk pertains rather than simply on whether a proposal relates to a company engaging in an evaluation of risk. [read post]
26 Dec 2013, 3:31 am
Cohen, associate director of the SEC's Division of Enforcement. [read post]
19 Nov 2018, 6:00 am
Exemplifying its effort to compel companies to more rigorously consider cyber risks, the commission added a disclosure requirement for “the nature of the board’s role in overseeing the management of [cybersecurity] risk. [read post]
6 Aug 2009, 7:30 am
But as we've written over the years, we are most definitely proponents and advocates of the concept of "medical necessity" and the role it plays in risk management, of which insurance is a useful tool.Contrary to previous reports, it now appears that the current proposal would, indeed, mandate coverage for abortion. [read post]
1 Oct 2019, 4:17 am
On 16 August 2019, the Upper Tribunal published its decision about a Chief Operating Officer of the Wealth Division at a major bank (the COO). [read post]
17 Apr 2023, 3:30 am
In the past two weeks, the Staff of the Division of Corporation Finance issued responses to no-action requests addressing two substantively similar “culture war” proposals submitted by the conservative National Center for Policy Research. [read post]
1 Oct 2020, 9:05 pm
In August this year, Tiger Brands agreed to sell its processed meats division, which includes Enterprise Foods. [read post]
4 Sep 2007, 10:05 pm
:The Risk Management Division focuses on City-wide loss prevention efforts and provides litigation support for the Comptroller's Early Intervention Units. [read post]
6 Mar 2014, 10:54 am
The “recommended best practices” include maintaining a written information security and privacy program, designating an employee with management responsibility for security and privacy who “is part of or reports directly to senior management or the Board of Directors,” identifying risks and implementing safeguards to address those risks, training staff, regularly testing such controls as access management, use of encryption, and… [read post]
19 Mar 2015, 6:30 am
He resides in the Boston area and works as a Qualified Loss Management Program provider working with high experience modification factor companies in the Massachusetts State Risk Pool. [read post]
25 Sep 2020, 7:19 am
The SEC adopted the amendments in August over Lee’s dissent, which criticized the release’s silence about diversity and climate risk. [read post]
