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26 Aug 2014, 9:00 am by Jason M. Knott
  Liu sought to recover in Manhattan under the Dodd-Frank Act’s anti-retaliation provision (15 U.S.C. [read post]
7 Apr 2024, 9:01 pm by News Desk
Notably, the registration fee for both categories includes copies of Frank Yiannas’s books, enhancing the learning experience for participants. [read post]
22 Jul 2015, 7:17 am by Tom Smith
Had Congress crafted a financial law specifically maximize the work it was creating for lawyers and consultants, and to maximize the value of its revolving-door authors, it could hardly have done better than Dodd-Frank. [read post]
30 Jun 2011, 5:54 am by brian
12next|   single page Dodgers owner Frank McCourt has thrown a curveball at Major League Baseball by filing for bankruptcy. [read post]
16 Jul 2010, 7:15 am by annalthouse@gmail.com (Ann Althouse)
Dodd-Frank also mandates 68 new studies of carbon markets, Chinese drywalls, and person-to-person lending, and many other irrelevancies. [read post]
7 Sep 2010, 10:40 am by James Hamilton
Section 913 of the Dodd-Frank Act requires the SEC to conduct study of the standard of care for brokers and advises, as well as authorizing the SEC to adopt a uniform federal fiduciary duty for brokers and advisers. [read post]
26 Jan 2012, 1:32 pm by admin
During last week’s Conversation with Ed Koch, moderated by Forum Director and Fordham Law School Professor Thane Rosenbaum, the famously outspoken former mayor demonstrated that both his wit as well as his frank opinions remain as sharp and engaging as ever. [read post]
21 Jan 2010, 2:40 am by maimons
Barney Frank, whom I praised last night for a grown-up response to the Democrats' defeat in Massachusetts, may be backsliding already. [read post]
5 Oct 2007, 1:51 am
By Beth Bar, New York Law JournalSaying that a "lack of frankness in discovery can have unintended and damaging consequences," a Manhattan federal magistrate judge has sanctioned plaintiffs for failure to preserve evidence in a consolidated securities fraud action against underwriters CIBC and Schroder. [read post]
19 Oct 2010, 1:11 am by David Zaring
 It's not clear that the new Dodd-Frank regime does so. [read post]
29 Jun 2015, 4:50 pm by Sabrina I. Pacifici
Liberty Street Economics – New York Fed – First in a two-part series, Gara Afonso and João Santos: “Did the Dodd-Frank Act end ‘‘too-big-to-fail’’ (TBTF)? [read post]
26 Jul 2010, 10:19 am by James Hamilton
The Volcker Rule clauses of the Dodd-Frank Wall Street Reform and Consumer Protection Act wisely leave it to regulators to apply the rules in practice, noted Financial Services Authority Chair Adair Turner, because drawing a legislative distinction between proprietary trading and customer facilitation is close to impossible in a world where securitized credit will still play a significant role. [read post]
6 Feb 2012, 4:00 am by Russell Cawyer
 When the employer sought to compel the case to arbitration, the plaintiff argued that the agreement was rendered invalid and unenforceable with the passage of Dodd-Frank. [read post]
18 Jul 2012, 3:27 pm
Charlie Frank Kimball of Miami, Florida was critically injured on Monday in a hit-and-run accident, news outlets are reporting. [read post]