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20 Oct 2023, 2:40 pm
October 20, 2023 Clients, Friends, and Associates: As we end the third quarter and enter the fall season, we would like to highlight some of the recent industry updates and occurrences we found to be both interesting and impactful. [read post]
20 Oct 2023, 12:27 pm
” And to be frank, we should be glad of that. [read post]
20 Oct 2023, 6:32 am
This post is based on a Fried Frank memorandum by Ms. [read post]
20 Oct 2023, 6:32 am
This post is based on a Fried Frank memorandum by Ms. [read post]
20 Oct 2023, 6:30 am
Securities and Exchange Commission, on Saturday, October 14, 2023 Tags: Dodd-Frank Act, FINRA, SEC, Short Sale Activity Boards Confront Evolving Risks and Pressures During Another Disruptive Year Posted by Amy Rojik, BDO, on Sunday, October 15, 2023 Tags: Board of Directors, Cybersecurity, ESG, SEC The Social Costs (and Benefits) of Dual-Class Stock Posted by Gregory H. [read post]
20 Oct 2023, 6:30 am
Securities and Exchange Commission, on Saturday, October 14, 2023 Tags: Dodd-Frank Act, FINRA, SEC, Short Sale Activity Boards Confront Evolving Risks and Pressures During Another Disruptive Year Posted by Amy Rojik, BDO, on Sunday, October 15, 2023 Tags: Board of Directors, Cybersecurity, ESG, SEC The Social Costs (and Benefits) of Dual-Class Stock Posted by Gregory H. [read post]
20 Oct 2023, 6:16 am
As background, Dodd-Frank requires the CFPB to maintain and work with a Consumer Advisory Board, comprised of industry leaders who are recommended by the presidents of each Federal Reserve Bank across the country.... [read post]
18 Oct 2023, 2:55 pm
The action pertained to the provision in the Dodd-Frank whistleblower rules that, in order to encourage whistleblower reporting, makes it illegal for companies to put up “roadblocks” preventing or discouraging individuals from reporting possible securities law violations to the SEC. [read post]
18 Oct 2023, 6:42 am
.'” “‘That is not to say that no vulnerabilities exist, and we thank the firms who participated in this study for being frank about the risks they have identified in their practices.'” “Vulnerabilities identified included lawyers not routinely making enquiries about a client’s source of wealth and difficulty in confirming the provenance of funds, with differences in risk between jurisdictions. [read post]
18 Oct 2023, 6:30 am
This post is based on an article forthcoming in Review of Finance by Professor Huang, Benedikt Franke, Reeyarn Zhiyang Li, and Hui Wang. [read post]
18 Oct 2023, 6:30 am
Frank Michelman, Response to the Contributors [read post]
18 Oct 2023, 6:30 am
This post is based on an article forthcoming in Review of Finance by Professor Huang, Benedikt Franke, Reeyarn Zhiyang Li, and Hui Wang. [read post]
17 Oct 2023, 9:03 pm
That’s why we were thrilled to contribute to the recent Food Safety Forum hosted by the American Frozen Food Institute, with a diverse set of colleagues for a frank discussion about how to improve communication around food safety risks, and ultimately impact behaviors. [read post]
17 Oct 2023, 6:31 am
This post is based on a Fried Frank memorandum by Ms. [read post]
17 Oct 2023, 6:31 am
This post is based on a Fried Frank memorandum by Ms. [read post]
17 Oct 2023, 6:30 am
Franke Professor of Law and Business and faculty co-director of the Arthur and Toni Rembe Rock Center for Corporate Governance at Stanford Law School. [read post]
17 Oct 2023, 6:30 am
Franke Professor of Law and Business and faculty co-director of the Arthur and Toni Rembe Rock Center for Corporate Governance at Stanford Law School. [read post]
16 Oct 2023, 2:37 pm
After approval, President Frank-Walter Steinmeier, a member of the SPD party that initially proposed the law, will sign it. [read post]
16 Oct 2023, 1:06 pm
The purpose of the privilege is “to encourage full and frank communication between attorneys and their clients and thereby promote broader public interests in the observance of law and administration of justice. [read post]
16 Oct 2023, 7:48 am
This rulemaking fulfills a Dodd-Frank Act mandate to increase the transparency of information available to brokers, dealers, and investors. [read post]
