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25 Mar 2020, 3:24 pm
Here are the 4 key provisions in the law: 1. [read post]
16 May 2011, 2:29 am
BANK SUPERVISION This multi-part series, entitled “Regulatory Relationship Management,” sets forth key principles and practical strategies for establishing and maintaining productive regulatory relationships, with an emphasis on banks and banking regulators. [read post]
31 May 2013, 8:00 am
In 1749 the case of Crawfurd v The Royal Bank considered, and settled, one of the key legal issues: whether the holder of a banknote took free from infirmities of title which affected those from whom it had been acquired. [read post]
18 Dec 2013, 6:02 am
On December 10, 2013, five U.S. financial regulators (the Agencies) adopted a final rule implementing the Volcker Rule. [1] The text of the final rule and its accompanying preamble are available here. [2] The Volcker Rule was created by Section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) and prohibits banking entities from engaging in “proprietary trading” and making investments and conducting certain other activities with… [read post]
9 Mar 2017, 3:29 pm
Will Cuba seek to develop and modernize its primitive banking system? [read post]
21 Jan 2013, 10:58 am
Euro Stoxx 50 and US banks have the most attractive near-term and long-term returns. [read post]
30 Apr 2019, 2:21 am
The report evaluates the implementation by FSB jurisdictions of the resolution planning standard as set out in the FSB’s Key Attributes of Effective Resolution Regimes for Financial Institutions. [read post]
12 Jan 2010, 6:29 pm
A judge recently rejected the $33 million settlement between the SEC and the bank because it did not specifically identify any of the executives or lawyers that were responsible for the key document omissions that were given to shareholders before a vote approving the merger. [read post]
12 Nov 2018, 4:14 am
A key issue concerning the UK during the course of negotiations is: supervisory flexibility: certain aspects of the European Parliament text would limit authorities’ ability to tailor their supervisory frameworks to the specific circumstances of their national banking system. [read post]
28 Oct 2012, 7:17 pm
But for banking it is not. [read post]
3 Nov 2009, 7:22 am
The Proposal is based on three key principles that are designed to govern incentive compensation arrangements. [read post]
18 Mar 2014, 6:28 am
“Market discipline”—the notion that short-term creditors (such as bank depositors) can efficiently identify and rein in bank risk—has been a central pillar of banking regulation since the 1980s. [read post]
29 Nov 2013, 9:27 am
During recent debate on the U.K.legislation on ring-fencing retail from investment banks, legislators had some nice things to say about Glass-Steagall.Lord Lawson, a key member of the joint Banking Standards Commission, said that the Glass-Steagall Act worked in the United Statesfor many, many years and it is no accident that serious problems emerged after it was repealed. [read post]
22 May 2018, 8:11 am
This is borne out of the fact that R3 is a consortium of banks, who are legally barred from sharing certain data. [read post]
17 Mar 2024, 9:01 pm
Of the 376 bank failures since 2009, only one bank had assets between $10 billion and $50 billion. [read post]
21 Jun 2017, 2:10 am
View: PRA publishes consultation paper on strengthening accountability in banking and insurance: optimisations to the SIMR and changes to SMR forms [read post]
5 Aug 2010, 11:36 am
This de minimis allowance is permitted only to enable banks or their affiliates to provide asset management services to clients, explained the senators, and not to open the door to proprietary trading.These investments, and the banks’ relationships with them, cannot be allowed to jeopardize the banks, emphasized the senators, and thus implementing regulations should only allow for a bank investment as necessary to seed a fund or align the interests of the… [read post]
21 Oct 2009, 6:04 am
Problem of too big or too connected to fail One key issue has not been fully addressed is how to end bail-outs for firms considered too big or too connected to fail. [read post]
12 Jul 2022, 7:45 am
In his speech Mr Kashyap describes some of the key findings from the climate change focused Exploratory Exercise, known as ‘CBES’ that the BoE recently completed with major UK banks and insurers. [read post]
19 Mar 2024, 2:51 am
The deadline for comments on the draft report is 13 March 2024. 20 March 2024 – On 20 February 2024, the European Banking Authority (EBA) issued a consultation paper on the business indicator component. [read post]
