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8 Apr 2016, 6:09 am
Segal, Wachtell, Lipton, Rosen & Katz, on Tuesday, April 5, 2016 Tags: Asset management, ERISA, Investor protection, Liability standards, Management, Ownership structure,Partnerships, Pension funds, Private Equity, Retirement plans, Securities litigation, Securities Regulation, U.S. federal courts The Fund Director in 2016 Posted by Mary Jo White, U.S. [read post]
22 Jun 2015, 1:25 pm
During that period, Westminster would be seeking to find a suitable private rented sector property. [read post]
24 May 2016, 9:31 am
The firm participated in private offerings but in doing so, did not adhere to its WSPs. [read post]
19 Apr 2018, 1:53 pm
As the European proposals purport to apply to domain name registries as well, these mechanisms could also interfere with efforts at ICANN to protect anonymity in website registration by shielding customer registration information. [read post]
9 May 2011, 12:35 pm
5/9/2011 Guest: Michael Froomkin Free Expression International More Issues in Free Expression Photo by sheriffmitchell This post is part of "CDT Fellows Focus," a series that presents the views of notable experts on tech policy issues. [read post]
18 Jul 2013, 1:12 pm
It seems that nearly every new gTLD is already in use in some fashion (in private networks or otherwise). [read post]
19 Feb 2022, 11:14 am
Perhaps they lose because courts are in practice more sensitive to private commercial interests in speech than public political or religious interests, though my hypothesis is that there really are a higher percentage of fraud-like cases litigated under the heading of political speech conflicts than there are in ordinary trademark disputes, given trademark’s general expansion far beyond fraud. [read post]
16 Aug 2011, 7:42 am
The library's eight private study rooms can be reserved up to 72 hours in advance with a Law School NetID and password at http://www.law.duke.edu/lib/studyrooms. [read post]
25 Jun 2013, 4:51 pm
By 2009, “the racial gap in voter registration and turnout [was] lower in the States originally covered by §5 than it [was] nationwide. [read post]
28 Mar 2013, 2:23 pm
Remember that in private law matters anything that the law does not prohibit may be done. [read post]
25 Nov 2019, 2:14 pm
This does not include owning a passive interest in a publicly trading company. (5 ILCS 430/5-45) No State employee who works for any State agency that regulates cannabis license holders and who participated personally and substantially in the award of licenses cannot hold an ownership interest in any cannabis license during State employment or within a period of 2 years immediately after termination of State employment. (5 ILCS 430/5-45) No officer of the… [read post]
19 Jan 2023, 12:49 pm
Having a greater understanding of how investor plaintiffs and corporate defendants estimate aggregate damages in private Rule 10b-5 securities suits will cultivate a more efficient and data-driven claim resolution process to compensate allegedly defrauded investors in an equitable manner. [read post]
16 May 2019, 5:38 am
It also failed to ensure that customers understood that Class A mutual funds contained front-loaded fees making them generally unsuitable as short-term investments.Raymond Keith Malicki (CRD #2120836, Coopersburg, Pennsylvania) Without admitting or denying the findings, Malicki consented to the sanction and to the entry of findings that he refused to appear for on-therecord testimony requested by FINRA after it received an amended Uniform Application for Securities Industry Registration or… [read post]
19 Dec 2013, 5:44 am
The sale of the Empire Debentures was in contravention of Section 5 of the Securities Act of 1933 requiring the registration of securities. [read post]
9 Apr 2007, 5:18 pm
Unlike most other protectable works, registration would be mandatory. [read post]
22 Jun 2009, 10:18 am
If so, you might want to get ready for a Madoff moment. 5. [read post]
14 May 2020, 12:09 pm
” Slip op. at 5 (citation omitted). [read post]
22 Aug 2012, 2:00 am
Hedge Funds 2012: Strategies and Structures for an Evolving Marketplace September 5, 2012 in NYC, Live Webcast and Groupcast locations: Boston, New Brunswick, Pittsburgh, Philadelphia, Mechanicsburg, Nashville The Dodd-Frank Act has triggered a massive change in the regulatory framework for the entire financial industry that significantly alters the registration and reporting requirements for hedge fund managers and many of their trading activities. [read post]
27 Sep 2012, 7:01 am
So, if you want to channel your inner James Bond, best to do it on your own private time. [read post]
19 Aug 2009, 2:11 am
A registrant who violates industry regulations is subject to disciplinary action, including censures, fines, suspension, and permanent loss of registration. **** Please contact us if you have any questions or would like to start a hedge fund. [read post]
