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6 Sep 2022, 4:06 am
GUEST BLOG: [In]Securities: Trading Cards as a Meditation: Are NFTs by Aegis Frumento Esq (BrokeAndBroker.com Blog)A Lack of Finality: The Trevor Saliba Saga at FINRA and the SEC (BrokeAndBroker.com Blog)FINRA board member's firm settles cases without disclosure of conflicts (Financial Planning by Tobias Salinger)EmpiresX Head Trader Pleads Guilty to Global Cryptocurrency Investment Fraud Scheme that Amassed Approximately $100 Million from Investors (DOJ Release)Manhattan Woman Who Operated… [read post]
6 Sep 2022, 4:06 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6646/securities-industry-commentator/GUEST BLOG: [In]Securities: Trading Cards as a Meditation: Are NFTs "Securities"? [read post]
6 Sep 2022, 4:06 am
A Lack of Finality: The Trevor Saliba Saga at FINRA and the SEC (BrokeAndBroker.com Blog)A Lack of Finality: The Trevor Saliba Saga at FINRA and the SEC (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6648/saliba-finra-sec/Today's traveling regulatory circus makes its way back to FINRA's fairgrounds. [read post]
5 Sep 2022, 5:15 am
Yet, while some artists have joined the campaign, most others are silent, including the country singers represented by Green Room PR. [read post]
4 Sep 2022, 4:15 pm
Beyoncé received criticism after Kelis, the singer of “Milkshake,” called it theft, suggesting Beyoncé used the song without rights clearance. [read post]
3 Sep 2022, 2:56 pm
One song, one singer — lots of different styles.9. [read post]
2 Sep 2022, 12:22 pm
Sinatra said, “Many singers never learned to use one. [read post]
1 Sep 2022, 4:15 am
”...So although Louisville may require restaurants and hotels and stores to provide services regardless of the proprietors’ views or their customers’ legal status, the government may not force singers or writers or photographers to articulate messages they don’t support.The court also concluded that the ordinance violates the Kentucky Religious Freedom Restoration Act. [read post]
1 Sep 2022, 3:17 am
The 21-year-old Scottish folk singer-songwriter found a sudden hit by tapping into the platform’s appetite for melancholy with a striking, sorrowful chorus" (NYT). [read post]
30 Aug 2022, 6:47 am
Apparently, accordingly to former singer and now environmental campaigner Feargal Sharkey, there is not a single river in England which is not polluted. [read post]
28 Aug 2022, 5:30 pm
The singer demonstrates that the washing machine alert signal is Schubert's "The Trout. [read post]
27 Aug 2022, 9:19 am
Tastyworks Eats $2 Million Worth Of Not-So-Tasty ZOOM Options (BrokeAndBroker.com Blog)Unsettling Settlement Puts FINRA's Board of Governors in Troubling Light (BrokeAndBroker.com Blog)San Bernardino County Man Sentenced to 14 Years in Federal Prison for Multimillion-Dollar Investment Fraud and Cheating on His Taxes (DOJ Release)SEC Charges Florida Man for His Role in $196 Million Ponzi Scheme (DOJ Release)Arizona and California Men Sentenced for $20 Million Investment Fraud (DOJ… [read post]
27 Aug 2022, 9:19 am
Unsettling Settlement Puts FINRA's Board of Governors in Troubling Light (BrokeAndBroker.com Blog)California Man Arrested for $7 Million Securities Fraud (DOJ Release)Caretaker of Senior Couple Sentenced for Stealing Hundreds of Thousands from Elderly Couple's Bank Accounts (DOJ Release)Latvian Individual Extradited for Securities Fraud and Wire Fraud in Cryptocurrency Scheme (DOJ Release)... [read post]
27 Aug 2022, 9:19 am
Tastyworks Eats $2 Million Worth Of Not-So-Tasty ZOOM Options (BrokeAndBroker.com Blog)Unsettling Settlement Puts FINRA's Board of Governors in Troubling Light (BrokeAndBroker.com Blog)Arizona and California Men Sentenced for $20 Million Investment Fraud (DOJ Release)'Modern-day Bonnie and Clyde' admit to fraud charges related to pilfered mail, stolen funds / Defendant faces up to 30 years in prison (DOJ Release)Georgia Man Sentenced to Over 7 1/2 Years in Prison for Synthetic… [read post]
27 Aug 2022, 9:19 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6635/securities-industry-commentator/Tastyworks Eats $2 Million Worth Of Not-So-Tasty ZOOM Options (BrokeAndBroker.com Blog)Unsettling Settlement Puts FINRA's Board of Governors in Troubling Light (BrokeAndBroker.com Blog)US Department of Labor orders Wells Fargo to pay more than $22M for retaliating against executive that alleged financial… [read post]
27 Aug 2022, 9:19 am
Tastyworks Eats $2 Million Worth Of Not-So-Tasty ZOOM Options (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6625/tastyworks-zoom-arbitration/In today's blog, we got a tasty bit of litigation involving a popular brokerage firm that got stiffed by one of its customers. [read post]
27 Aug 2022, 9:19 am
Caretaker of Senior Couple Sentenced for Stealing Hundreds of Thousands from Elderly Couple’s Bank Accounts (DOJ Release)Latvian Individual Extradited for Securities Fraud and Wire Fraud in Cryptocurrency Scheme (DOJ Release)Gatekeepers Ordered to Pay Nearly $1 Million in Monetary Remedies for Microcap Shell Factory Fraud (SEC Release)SEC Amends Whistleblower Rules to Incentivize Whistleblower Tips (SEC Release)On the Consequences of an Inconsequential Rulemaking: Statement Regarding Amendments… [read post]
24 Aug 2022, 7:02 am
The post Paul Singer Notices Company That Keeps Screwing Up Keeps Screwing Up appeared first on Above the Law. [read post]
24 Aug 2022, 5:34 am
., a sports contest for a sportsperson, a musical performance for a singer, a theatrical performance for an actor) […] but also when the photograph at issue portrays such person in the context of accessory and related activities, which fall within the remit of their public image and, thus, within the public interest in their activity.As such, photographs that portray a well-known footballer about to depart for or upon returning from a sports event, or while showing a trophy that they… [read post]
23 Aug 2022, 1:50 pm
—including from singer-songwriter P! [read post]
