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21 Jul 2010, 3:03 pm
The Securities and Exchange Commission voted unanimously to propose a reduction in the fees that mutual fund investors pay for sales and marketing activities of brokers. [read post]
22 Sep 2008, 12:04 am
Securities and Exchange Commission today approved amendments to its emergency order of September 18 (Release No.... [read post]
4 Feb 2011, 11:57 am
The Securities and Exchange Commission on Friday moved to fill a key vacancy at the agency, promoting Mark D. [read post]
8 Sep 2022, 10:00 pm
The US Securities and Exchange Commission recently released its draft Strategic Plan for fiscal years 2022 to 2026 for public comment. [read post]
28 Aug 2012, 12:18 pm
The Securities and Exchange Commission's enforcement chief is out to dispel the "myth" of the revolving door. [read post]
22 Dec 2008, 10:40 pm
News release: "The Securities and Exchange Commission has voted to require public companies and mutual funds to use interactive data... [read post]
30 Dec 2008, 3:11 pm
News release: "The Securities and Exchange Commission today delivered a report to Congress mandated by the Emergency Economic Stabilization Act... [read post]
11 Feb 2009, 2:42 pm
News release: "The Securities and Exchange Commission today announced settlements with KBR, Inc. and Halliburton Co. to resolve SEC charges... [read post]
19 Jun 2012, 6:34 am
For more than two years, this blog has been covering the Securities and Exchange Commission’s foray into the world of […] [read post]
SEC Staff Issues Summary Report of Sweep Examination of Structured Products Sold to Retail Investors
27 Jul 2011, 3:17 pm
News release: "The Securities and Exchange Commission staff today issued a report identifying common weaknesses seen in sales of structured... [read post]
6 Apr 2010, 5:13 am
The Securities and Exchange Commission still faces major obstacles in its efforts to reorganize its enforcement division, The Washington Post reports. [read post]
11 Nov 2009, 7:11 am
The Securities and Exchange Commission (SEC) has given notice that it intends to take a very active role with respect […] [read post]
2 Nov 2010, 10:52 am
The Securities and Exchange Commission (SEC) has a news release RSS feed: http://www.sec.gov/rss/news/press.xml [read post]
8 Sep 2022, 10:00 pm
The US Securities and Exchange Commission recently released its draft Strategic Plan for fiscal years 2022 to 2026 for public comment. [read post]
16 Dec 2011, 2:28 pm
The House Financial Services Committee is concerned that the Securities and Exchange Commission's practice of accepting no-contest settlements obscures transparency. [read post]
8 Sep 2022, 10:00 pm
The US Securities and Exchange Commission recently released its draft Strategic Plan for fiscal years 2022 to 2026 for public comment. [read post]
2 Sep 2010, 3:55 pm
News release:" The Securities and Exchange Commission today announced that it has adopted a temporary rule requiring municipal advisors to... [read post]
30 Jul 2012, 9:39 am
Two recent cases filed by the Securities and Exchange Commission show how malleable the term "insider trading" can be. [read post]
21 May 2011, 10:12 pm
Fact Sheet: "The Securities and Exchange Commission [May 18, 2011] voted unanimously to propose new rules and amendments intended to... [read post]
6 Sep 2011, 5:44 pm
The court ruling dealt a stinging blow to the Securities and Exchange Commission and it has exposed the Dodd-Frank Act to multiple other challenges [read post]
