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7 May 2024, 11:44 am
Key Takeaways This is the second public FCA Civil Cyber-Fraud settlement based on a state-level contract (the first was Jelly Bean Communications Design LLC, announced by DOJ in March 2023). [read post]
2 Jan 2019, 10:22 am
Click here to view the full article from Pensions & Investments The post Appeals court overturns dismissal in IBM stock-drop case – Pensions & Investments appeared first on Zamansky LLC. [read post]
21 Mar 2019, 9:18 am
Zamansky LLC is a New York law firm which represents investors in court and arbitration cases against securities brokerage firms and issuers. [read post]
12 Jun 2019, 6:00 am
Press Announcement Infinnium LLC, a software company that develops solutions to improve information management and business decision-making through effective use of the latest artificial intelligence technology, announced today [June 12, 2019] a multimillion-dollar seed investment in the company. [read post]
20 Nov 2021, 12:55 pm
The post How to Research Your Investment Broker or Firm Before You Hire Them appeared first on Zamansky LLC. [read post]
15 Feb 2015, 4:48 am
Copyright © 2015 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
3 May 2021, 10:57 pm
According to public records, the police department first approached the owner about the beach gate on Aug. 4, 2020 and ordered them to secure all required paperwork and permits by Aug. 18, which they failed to do. [read post]
20 Jul 2009, 10:07 am
However, disputes between Ares and MHU continued and MHU was appointed as a co-manager of Mount Holly Partners pursuant to an October 2007 first amendment to the operating agreement. [read post]
17 Jun 2019, 2:09 pm
Intermediary companies like First Data Merchant Services, LLC (“First Data”) frequently contract with acquiring banks to facilitate transaction processing from merchants. [read post]
15 Jan 2021, 7:35 am
After numerous problems for the REIT including 3 pending class action lawsuits, the company has agreed to sell a majority stake to an affiliate of Bombe Asset Management LLC, a Cincinnati-based alternative asset management firm, according to an 8-K filing yesterday. [read post]
4 Feb 2016, 8:25 am
Centerra provides various services to its clients on a contract basis, including nuclear security protection, fire protection, and emergency management. [read post]
16 Jan 2017, 8:24 am
The post American Realty Capital Hospitality Trust REIT Investment Losses appeared first on White Securities Law. [read post]
1 Sep 2023, 10:28 am
Court Ruling Against Robinhood Could Let States Impose Tougher Rules on Broker-Dealers Massachusetts’ top appellate court upheld a first-in-the-nation rule holding broker-dealers to the same standard as investment advisers, which had been challenged by brokerage app provider Robinhood LLC. [read post]
9 Feb 2017, 1:23 pm
Second, Shudak managed investor funds poorly. [read post]
26 Oct 2023, 12:25 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
7 Mar 2019, 10:59 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
20 Jan 2022, 12:16 pm
… One of the first questions a client asks is how much did I lose, what are the market losses, is it something worth pursuing. [read post]
24 Aug 2018, 9:08 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) former Vanderbilt Securities, LLC (Vanderbilt Securities) broker Mark Kaplan (Kaplan) has been subject to eight disclosed customer complaints, one employment termination for cause, and one regulatory action resulting in an industry bar. [read post]
19 May 2015, 7:31 am
In October 1994 Parthemer first became registered with FINRA firm. [read post]
11 May 2023, 12:36 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm dedicated to helping investors in claims in all 50 states against their financial professional or brokerage firm. [read post]
