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8 Jun 2023, 3:30 am
While all the Commissioners supported the rule, they acknowledged it wasn’t perfect – and in her statement, Commissioner Peirce raised three questions that seem worth considering: – One commenter suggested that the Commission’s proposed use of a structural credit risk model for determining eligibility for the exception under Rule 101(c)(2)(i) was unnecessarily complex and suggested using a simpler alternative, such as whether the securities are… [read post]
7 Jun 2023, 8:30 am
Even the Information Commissioner’s Office (ICO), one of the UK’s regulators affected by the white paper, was quick to point out its shortcomings. [read post]
7 Jun 2023, 5:01 am
Similarly, the UN High Commissioner for Human Rights emphasized the importance of public oversight on surveillance as a preventive measure against the misuse of cyber offensive technologies, notions addressed in the General Assembly resolution on the matter as well. [read post]
6 Jun 2023, 5:16 am
” In my written testimony, I discussed the “data brokerage ecosystem,” or the multibillion-dollar industry of companies gathering and selling data on Americans, and the privacy, safety, and national security risks. [read post]
6 Jun 2023, 2:37 am
Prigozhin seized on general Russian discontent with security on the Belgorod Oblast border to threaten that Wagner Group forces may operate in Russian territory without approval from the Russian military command. [read post]
5 Jun 2023, 9:30 pm
DRE]Joseph Dolley (wiki)Shortly after 1900, Joseph Dolley, Kansas’s state banking commissioner, noticed that the state’s residents, dissatisfied in an inflationary time with the interest on savings accounts in commercial banks, were purchasing the exceedingly dubious securities of newly formed corporations, “beautifully engraved or lithographed certificates of stocks and bonds, which soon proved to be worthless. [read post]
5 Jun 2023, 9:01 pm
The rules were approved by the SEC on a 3-2 vote, with the two Republican commissioners dissenting.[1] This memorandum provides a brief summary of the new rules and concludes with some potential implications. [read post]
5 Jun 2023, 1:21 am
The Information Commissioner’s Office (ICO) is investigating. [read post]
4 Jun 2023, 5:53 am
Daniel Byman *** A year ago, the United Nations High Commissioner for Refugees (UNHCR) announced a tragic milestone—the number of forcibly displaced people in the world had reached 100 million, the most ever on record. [read post]
3 Jun 2023, 5:00 am
He maintained a commitment to the education of securities lawyers, serving as a frequent panelist at conferences and as the founding trustee of the SEC Historical Society. [read post]
2 Jun 2023, 12:30 pm
In a putative derivative action, plaintiff alleges that The Gap misled shareholders about its commitment to diversity (in violation of the Securities Exchange Act of 1934). [read post]
1 Jun 2023, 11:50 am
The two, Jovica Stanišić and Franko Simatović, are former Serbian security officials. [read post]
1 Jun 2023, 5:16 am
If bipartisan agreement in the United States is rare, in at least one area, it is increasingly clear: “economic security is national security. [read post]
1 Jun 2023, 4:30 am
For example, in remarks at the Municipal Securities Disclosure Conference in May, Chair Gensler stated: “My views are my own as Chair of the SEC, and I am not speaking on behalf of my fellow Commissioners or the staff” (emphasis added). [read post]
1 Jun 2023, 4:25 am
The statement says: We mourn the passing of Harvey Pitt, the 26th Chairman of the Securities and Exchange Commission. [read post]
27 May 2023, 9:05 pm
Securities and Exchange Commission (SEC) Troy A. [read post]
27 May 2023, 6:56 am
It would be a financial hardship for you to secure childcare. [read post]
26 May 2023, 11:37 am
To receive information from Liskow & Lewis, your information will be kept in a secured contact database. [read post]
26 May 2023, 10:44 am
Commissioner Phillips has since resigned. [read post]
26 May 2023, 6:17 am
This includes potential risks to U.S. national security associated with the transfer of U.S. persons’ data, in weakly encrypted and identifiable form, to companies in China. [read post]