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13 Jul 2010, 9:20 am
Sutherland Asbill andamp; Brennan LLP announced that it completed its annual review of disciplinary actions brought by the Financial Industry Regulatory Authority (FINRA) in 2009.andnbsp; On June 22, 2010, FINRA issued its andldquo;2009 Year in Review.andrdquo;andnbsp; By reviewing FINRAandrsquo;s notices and releases, Sutherland Partners Deborah G. [read post]
7 May 2024, 7:35 am
The White Law Group reviews the regulatory history of Osaic Wealth. [read post]
10 Oct 2017, 3:30 pm
Executive Order 13789 called for immediate action to reduce tax regulatory burdens and provide useful and simplified tax guidance. [read post]
10 Jan 2022, 2:19 pm
Small business topics covered in the webinar include: increasing small business participation, regulatory updates, and joint venture issues. [read post]
6 Jun 2012, 2:43 pm
The report was created in response to Executive Order (E.O.) 13563 – Improving Regulation and Regulatory Review – which aims to improve regulation and regulatory review of rules that could potentially hinder job growth and creation. [read post]
6 May 2016, 8:39 pm
WHAT WE’RE READING THIS WEEK The Competitive Enterprise Institute’s Clyde Wayne Crews and Ryan Young asserted in an opinion piece in The Hill that the presidential candidates should make a more concerted effort to speak about regulatory issues, and that that their failure to do so thus far has been a “squandered opportunity. [read post]
9 Feb 2017, 9:30 pm
WHAT WE’RE READING THIS WEEK In a Brookings report, Professor Rachel Augustine Porter of the University of Virginia discusses how President Trump’s recent efforts to roll back the regulatory state have “limited scope. [read post]
28 Feb 2012, 4:50 pm
Online advertisers in all industries will need to review their policies and processes for compliance with these DAA principles and programs as a forerunner of possible future regulatory and court action. [read post]
17 Nov 2011, 5:28 am
This consultation session is an opportunity for Tribal leaders to provide the Commission with substantive input during the regulatory review process. [read post]
23 Mar 2017, 10:10 am
” Given Presidential pressure to reduce regulatory burdens and the fact that the CFPB’s mortgage rules have been criticized by financial industry participants and consumer advocates alike, the CFPB review of the key mortgage rules warrants close attention. [read post]
1 Oct 2023, 4:37 pm
Finally, I argue that there must be a holistic review of borrower financial health after receiving the loan. [read post]
11 Mar 2024, 10:00 pm
Litigation and regulatory enforcement actions by federal and state regulators have dominated the news feeds in the past months. [read post]
17 Jun 2012, 11:06 pm
EPA Particulate Matter: As reported here two weeks ago, the Environmental Protection Agency (EPA) sent its National Ambient Air Quality Standards for Particulate Matter proposed rule to the Office of Management and Budget (OMB) for executive and interagency review – OMB completed review of the proposed rule on June 14. [read post]
19 Jul 2020, 9:03 pm
The Regulatory Review has invited leading scholars and analysts from across the country to assess the Court’s regulatory decisions from its recently concluded term. [read post]
8 Sep 2011, 7:42 am
In the wake of Executive Order 13579 stating that independent regulatory agencies should review their existing significant regulations, the SEC invites public comments on the development of a plan for retrospective review of existing significant regulations. [read post]
7 Jan 2015, 8:00 am
If you need assistance in reviewing your policies and procedures, before FINRA comes knocking, give me a call - 212-509-6544FINRA Releases 2015 Regulatory and Exam Priorities Letter---The attorneys at Sallah Astarita & Cox include veteran securities litigators and former SEC Enforcement Attorneys. [read post]
19 May 2011, 12:52 pm
On Petition for Review from an Order of the Nuclear Regulatory Commission. [read post]
30 Apr 2012, 7:23 pm
For more information see: Getting the Deal Through – Foreign Investment Review 2012 _____________________ For more information about our regulatory law services contact: contact [read post]
1 Jul 2020, 4:02 pm
In conjunction with the Locke Lord COVID-19 task force, we are reviewing, analyzing, and compiling regulatory updates to provide clients easy access to information during this unprecedented time. [read post]
23 Feb 2017, 8:55 pm
Baltimore’s architecture review panel granted final design approval for the proposed new Hammerjacks nightclub in south Baltimore, despite some reservations about the project. [read post]
