Search for: "The Trader"
Results 1001 - 1020
of 7,110
Sorted by Relevance
|
Sort by Date
22 Jul 2011, 12:34 pm
Adds More Lawyers AP, Washington Post,NY hedge fund trader gets prison after... [read post]
6 Apr 2013, 2:49 pm
Accused traders and portfolio managers, looking at decades-long prison terms, come to understand that a much-reduced... [[ This is a content summary only. [read post]
21 Aug 2018, 8:29 am
The following law review article relating to securities regulation is now available in paper format: Stanislav Dolgopolov, Securities Fraud Embedded in the Market Structure Crisis: High-Frequency Traders as Primary Violators, 9 Wm. [read post]
4 Aug 2007, 3:00 am
Associated Press: Movie Star's Dad Loses Appeal, Faces Extradition to US on Tax Fraud:Michelle Williams' father, a prominent stock market trader, lost a court appeal Friday against a second U.S. attempt to extradite him on tax evasion charges. [read post]
14 Sep 2010, 3:59 am
The Securities and Exchange Commission has spent 15 years remaking the stock market into 11 competing exchanges and hundreds of computer-driven traders. [read post]
15 Sep 2011, 9:09 am
UBS, the big Swiss banking firm, announced today that it had lost $2 billion as a result of unauthorized trading by one of its traders. [read post]
29 Apr 2010, 12:16 pm
FINRA announced today that it has permanently barred Tod Bretton, former Chief Compliance Officer and Head Trader for Prestige Financial, Inc., of New York, for engaging in a fraudulent trading scheme that generated approximately $1.3 million in profits for him... [read post]
10 May 2010, 6:54 am
’s traders made money every single day of the first quarter, a feat the firm has never accomplished before. [read post]
23 Sep 2008, 5:40 pm
They've paid particular attention to the "Maghribi," Jewish traders in the Islamic Mediterranean of the Middle Ages. [read post]
22 Aug 2008, 4:37 am
Tom Fowler, Houston Chronicle, Former natural gas traders draw prison time for fraud (discussion of the jury rejecting a following orders argument by the defense) Anita Lee, Sun Herald.com, Minor denied release pending appeal DOJ Press Release, Tennessee Technology Company... [read post]
14 Dec 2006, 10:03 am
Not long after it was reported that Goldman Sachs had brought in 17 former Amaranth traders, HedgeWorldNews writes that Scott Davidson, an Amaranth [...] [read post]
12 Jul 2010, 2:14 am
This was the challenge facing the stars of ''Margin Call,'' an independent film that deals with the high-stakes choices a group of traders must make during the financial crisis. [read post]
30 Jul 2015, 9:41 am
Since the financial crisis in 2008, the DOJ has been teaching yet another generation of insider traders the important lesson that one shall not trade on confidential inside information. [read post]
12 Aug 2010, 1:00 am
L.J. 635 (2008) A Structural Critique of Trader Taxation, 8 Fla. [read post]
5 Apr 2010, 11:17 am
Specifically, a commercial for the online broker-dealer humorously depicted an infant trader speaking... [read post]
17 Nov 2020, 7:59 am
Because when you combine easy access to Trader Joe's, difficulty exercising indoors or out, and medical marijuana joints on every corner, unwelcome... [read post]
27 Mar 2009, 4:11 pm
From Louise Story, a DealBook colleague: As more traders and investment bankers fear they will never make much money again, a top Bank of America executive sent out a memo on Friday to calm the troops. [read post]
23 Oct 2011, 8:50 am
The SEC announced additional charges in its insider trading case against Denver-based traders who traded on confidential information in the securities of Mariner Energy Inc. ahead of the oil and gas company’s $3.9 billion takeover by Apache Corporation in April... [read post]
23 Feb 2015, 7:11 am
#SCOTUS denies cert in inside trader's appeal raising challenge to SEC authority to define crimes http://t.co/CKXAfCyCRX — Alison Frankel (@AlisonFrankel) February 23, 2015 [[ This is a content summary only. [read post]
30 Mar 2021, 10:00 pm
The Commodity Futures Trading Commission (CFTC) announced last week that it has obtained another admission from a trader of violations of the Commodity Exchange Act and CFTC regulations, demonstrating its continued aggressive enforcement of its market anti-manipulation provisions. [read post]
