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22 Mar 2021, 7:04 am by John Jascob
However, the bill would have created an exception from this general provision for large traders that are subject to the SEC’s large trader reporting requirements contained in Exchange Act Section 13(h).The Huizenga bill was reported favorably by the House FSC on a party line vote but it never received a vote by the full House. [read post]
22 Mar 2021, 5:26 am by Meng Wong
This is in principle like the ISDA agreements long used in high finance; the difference is that digital contracts could be democratized for use across more genres and by all contracting counterparties, not just derivatives traders at a bank. [read post]
18 Mar 2021, 8:09 am by John Jascob
Referencing an exhibit attached to his extensive written remarks, Kelleher said that the business model employed by Robinhood involving payment for order guarantees that retail traders will receive the worst execution for their trades, while high frequency traders will receive the best. [read post]
17 Mar 2021, 9:57 am by Geoff Schweller
Read: SEC Obtains Emergency Asset Freeze, Charges California Trader with Posting False Stock Tweets Thinking About Investing in the Latest Hot Stock? [read post]
16 Mar 2021, 1:09 pm by zamansky
” His tweets caused the company’s share price to rise by over 4,000 percent in the subsequent days, and the trader subsequently sold his shares in the defunct company for a profit of nearly $1 million. [read post]
Such a move would further constitute a breach of the commitments made by the UK at an EU-UK Joint Committee meeting last month, where the UK had promised to provide a new operational plan with respect to supermarkets and their suppliers, alongside additional investment in digital solutions for traders in accordance with the Protocol. [read post]
15 Mar 2021, 1:56 pm by Astarita
The Securities and Exchange Commission today announced fraud charges and an asset freeze and other emergency relief against an Irvine, California-based trader who used social media to spread false information about a defunct company, while secretly…Read the Full Press ReleaseHave a securities law question? [read post]
14 Mar 2021, 7:52 am by Annsley Merelle Ward
  It was around the time of the letter that Cabo alleges MGA "embarked on a campaign to put pressure on UK toy traders not to buy, stock or supply Worldeez toys" such that they allege that they had to cancel their launch and their orders were cancelled. [read post]
13 Mar 2021, 7:32 pm by Chris Manes
The non-fungible token market has become as hot as a recalled MacBook lithium battery (if that’s possible). [read post]
9 Mar 2021, 1:17 pm by Meng Wong
This is in principle like the ISDA agreements long used in high finance; the difference is that digital contracts could be democratized for use across more genres and by all contracting counterparties, not just derivatives traders at a bank. [read post]
8 Mar 2021, 7:23 pm by Race to the Bottom
WallStreetBets and other retail traders—individual traders trading securities for personal accounts, as opposed to institutional traders trading for institutions—noticed Melvin Capital and other hedge funds heavily short selling GME. [read post]
8 Mar 2021, 6:28 am by Peter Groves
Not the UK distributor, who faces cut-price competition from the parallel traders. [read post]
8 Mar 2021, 5:48 am by John Jascob
Driscoll said that anecdotally, examiners observed that working remotely resulted in a workplace change: instead of traders sitting at desks in proximity to each other, there was a big uptick in email communications and applications using instant chat.Regarding possible future Risk Alerts, Driscoll advised that the Division recently issued an Alert on digital assets. [read post]
8 Mar 2021, 3:33 am by Dan Zammit
For purposes of divorce, limited companies are not treated any differently compared to other forms of businesses such as partnerships, LLPs, or sole trader structures. [read post]
6 Mar 2021, 2:07 pm by Steve Bainbridge
In an editorial for MarketWatch my friend Larry Cunningham (GWU Law) argues that: I compared two recent ESG rankings, by Barron’s and Investors’ Business Daily, with rankings of companies by QS... [[ This is a content summary only. [read post]
5 Mar 2021, 7:21 am by John P. Anderson
Indeed, many of these traders have publicized that they are buying... [read post]
4 Mar 2021, 5:02 am by Amanda Sanders (UK)
For those self-employed traders whose turnover has fallen by 30% or more they will get the 80% grant. [read post]