Search for: "U.S. Commodity Futures Trading Commission"
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12 Sep 2023, 9:01 pm
This is good for those investing for their future and for issuers. [read post]
24 Mar 2022, 9:03 pm
Commodity Futures Trading Commission’s report on the impacts of climate change was a “testament to both the urgent need for regulatory action and an emerging universal understanding of climate risks. [read post]
1 Nov 2015, 9:37 am
The IRS and the Commodity Futures Trade Commission also have laws that allow them to make payouts to whistleblowers. [read post]
13 Jul 2017, 9:30 pm
Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight announced it will conduct a comprehensive review of the Commission’s swap reporting regulations, rules governing how and when parties report data concerning exchanges of cash. [read post]
28 Apr 2017, 8:37 am
In contrast to the Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC), which consider a company’s disclosure of individuals’ involvement in the misconduct as an important factor in their analysis,[[iii]] the Yates Memo has adopted an “all-or-nothing” approach: it requires corporations to disclose to the DOJ all relevant facts about individuals’ involvement in the misconduct in order… [read post]
3 Jan 2020, 9:05 pm
“If Congress is going to regulate sports betting, Congress must do so directly via conferral of regulatory power to a federal agency like the Commodity Futures Trading Commission, Federal Trade Commission, or Securities and Exchange Commission,” he concludes. [read post]
7 Jul 2011, 8:10 pm
Commodities Futures Trading Commission, she said. [read post]
6 Apr 2018, 6:08 am
Commodity Futures Trading Commission, on Thursday, April 5, 2018 Tags: Bitcoin, Blockchain, CFTC, Contracts, Cryptocurrency, Derivatives, Financial regulation, Futures, Incentives, Innovation, Investor protection, Jurisdiction, Oversight, Securities regulation Texas Gulf Sulphur and the Genesis of Corporate Liability Under Rule 10b-5 Posted by A.C. [read post]
23 Jun 2009, 5:38 pm
Schapiro U.S. [read post]
24 Aug 2011, 11:20 am
The leaked information has sparked concern at the Commodity Futures Trading Commission, which is legally prohibited from releasing confidential information that identifies trader positions and identities. [read post]
12 Aug 2023, 5:34 pm
The ISSB's standards are more stringent than the ones the SEC is expected to adopt, so U.S. reporting companies may have to comply with the more stringent standard if they operate in jurisdictions outside the U.S. that have adopted the ISSB standards. [read post]
5 Feb 2024, 4:46 am
Commodity Futures Trading Commission during Trump’s tenure, was shot last Monday. [read post]
6 Sep 2012, 10:57 am
AIMA urged Treasury and the IRS to revise the IGA to provide that the term “Investment Entity” means any entity that conducts as a business trading in money market instruments (bills, certificates of deposit, derivatives, etc.); foreign exchange; exchange, interest rate and index instruments; transferable securities; or commodity futures trading.If the broad definition of investment entity currently in the agreement is not clarified, cautioned AIMA, a non-US… [read post]
3 Apr 2023, 4:16 pm
In news Nick Weaver will kick himself for missing, Binance is facing a bombshell complaint from the Commodities Futures Trading Commission (CFTC). [read post]
2 Sep 2008, 8:43 pm
The first section makes it illegal for U.S. persons, including U.S. companies and their subsidiaries, officers, directors, employees and agents, and any stockholders acting on their behalf, to bribe foreign officials. [read post]
8 Feb 2018, 9:30 pm
Commodity Futures Trading Commission (CFTC) urged the U.S. [read post]
9 Mar 2010, 5:54 pm
José Manuel Barroso, president of the European Commission, the European Union’s executive arm, said the commission would examine closely the possibility of banning outright “purely speculative” trading of the swaps ... [read post]
3 Jun 2021, 9:03 pm
Senate unanimously approved a bill to save the Commodity Futures Trading Commission’s (CFTC) whistleblower program. [read post]
14 Oct 2011, 2:10 pm
In May, Goldman said the Commodity Futures Trading Commission had "orally advised" it that it faced civil fraud charges over its role clearing trades for an unnamed client. [read post]
17 Nov 2021, 11:19 am
Commodity Futures Trading Commission (CFTC) and Securities and Exchange Commission (SEC). [read post]
