Search for: "U.S. Commodity Futures Trading Commission"
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5 Dec 2011, 8:30 am
Public Citizen led the push for tight restrictions on energy speculators, urging the Commodity Futures Trading Commission to establish firm position limits in energy derivative markets. [read post]
2 Dec 2011, 11:59 am
The Securities Industry and Financial Markets Association and the International Swaps and Derivatives Association filed joint lawsuits against the Commodity Futures Trading Commission in the U.S. [read post]
28 Nov 2011, 8:57 pm
Under no circumstances shall any portion of customer funds be obligated to a clearing organization, any member of a contract market, a futures commission merchant, or any depository except to purchase, margin, guarantee, secure, transfer, adjust or settle trades, contracts or commodity option transactions of commodity or option customers. [read post]
17 Nov 2011, 2:30 pm
Commodity Futures Trading Commission (CFTC) they “[filed and simultaneously settled] charges against Velocity Futures, LLC, a registered futures commission merchant, for failing to supervise diligently the handling of its customer accounts. [read post]
16 Nov 2011, 6:00 am
photo credit: hans s CFTC LAW | Forex, Futures and Derivatives Regulatory News - Forex, Futures, and Commodities News and Analysis. [read post]
15 Nov 2011, 1:57 am
FIA strongly encourages the Trustee, with the assistance of the Commodity Futures Trading Commission and the clearing organizations, to complete an interim accounting and facilitate the prompt return of all customer funds. [read post]
14 Nov 2011, 6:47 am
The Department of Justice and the Commodity Futures Trading Commission are investigating the missing money. [read post]
12 Nov 2011, 6:27 am
Commodity Futures Trading Commission (CFTC) voted 3-2 to adopt final rules imposing speculative position limits on certain agricultural, metals and energy futures and swaps contracts, pursuant to Section 737 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
11 Nov 2011, 5:56 am
“A disaster”: That’s how Scott O’Malia, a commissioner at the Commodity Futures Trading Commission, described the condition of MF Global Holdings’ books. [read post]
6 Nov 2011, 12:11 am
The site explains: The IEM has received two no-action-letters from the Division of Trading and Markets of the Commodity Futures Trading Commission. [read post]
5 Nov 2011, 7:27 am
The Commodity Futures Trading Commission also brought charges against Kim in February 2011, charging him with violations of the Commodity Exchange Act and seeking relief including permanent injunctions and disgorgement of ill-gotten gains. [read post]
4 Nov 2011, 8:23 pm
Bankruptcy Judge Martin Glenn approved a request to allow the transfer of certain segregated customer commodity positions from MF Global Inc. to one or more futures commission merchants (FCMs). [read post]
1 Nov 2011, 4:51 pm
Additionally, parallel civil proceedings often initiated by the Securities and Exchange Commission or Commodity Futures Trading Commission often impose similar restitution orders. [read post]
31 Oct 2011, 12:36 pm
Meantime, the Commodity Futures Trading Commission and the Securities and Exchange Commission says that they were notified by MF Global Holdings Ltd. that there might be some deficiencies with certain customer accounts. [read post]
31 Oct 2011, 7:00 am
The unregistered Commodity Pool Operator (“CPO”) and its two APs were found by a U.S. [read post]
28 Oct 2011, 12:00 am
The Commodities Futures Trading Commission (CFTC) must approve the rule before it is released. [read post]
25 Oct 2011, 12:39 pm
Commodity Futures Trading Commission (CFTC). [read post]
25 Oct 2011, 9:21 am
photo credit: kathryn_rotondo CFTC LAW | Forex, Futures and Derivatives Regulatory News - Forex, Futures, and Commodities News and Analysis. [read post]
21 Oct 2011, 11:09 am
Securities and Exchange Commission and one for the Commodity Futures Trading Commission. [read post]
20 Oct 2011, 12:30 am
However, Bottolfson only ever invested $2.97 million in commodity futures. [read post]
