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19 Mar 2010, 1:41 pm by AdamSmith1776
A few days ago the juxtaposition of two articles, one in The Wall Street Journal and the other in The Times (UK), struck me as too rich not to point out. [read post]
17 Aug 2009, 8:10 am
"Other papers, including all those owned by Rupert Murdoch's News Corporation, are starting to add "pay walls" to their websites. [read post]
20 Jan 2023, 6:41 am
 More than a decade after the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act, the SEC in 2022 adopted final regulations regarding pay versus performance disclosure and compensation clawbacks, marking the last of the compensation-related regulations borne of the 2008 financial crisis. [read post]
20 Jan 2023, 6:41 am
 More than a decade after the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act, the SEC in 2022 adopted final regulations regarding pay versus performance disclosure and compensation clawbacks, marking the last of the compensation-related regulations borne of the 2008 financial crisis. [read post]
2 Nov 2009, 8:03 am
The fine line between hedging and speculation              For those not familiar with the derivatives market, the word “derivatives” is synonymous with corporate scandals, Wall Street opulence, or highly risky investments that often lead to bankruptcy. [read post]
8 Jun 2016, 9:46 am by Steven Boutwell
Pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act, the CFPB is proposing to establish 12 CFR part 1040, which would impose two sets of limitations on the use of pre-dispute arbitration agreements by providers of consumer financial products and services (“Covered Providers”). [read post]
5 Nov 2020, 7:35 am by Kristian Soltes
The Wall Street Journal reported last week that the transaction was facing legal jeopardy, with the department making preparations for potential litigation. [read post]
4 Nov 2010, 1:47 pm
The Dodd-Frank Act was passed last July (2010) in a belated attempt to curb corporate shenanigans on Wall Street. [read post]
8 Jul 2010, 3:40 pm by Simon Chester
Bloomberg sells financial data, news and analytics to 300,000 Wall Street professionals for about $20,000 a year per user. [read post]
23 Aug 2011, 1:39 am by Kevin LaCroix
    Here is Paul’s guest post:                 Though most in-house risk professionals and in –house corporate lawyers do not exactly relish the opportunity to review their company’s directors and officers (“D&O”) liability insurance policy, the passage of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”), coupled with an… [read post]
16 Jan 2008, 3:21 pm
Instead, the court's opinion maintains a status quo and extends Wall Street's winning streak on securities cases. [read post]
16 Dec 2009, 7:00 am by Hunton & Williams LLP
”  The SEIU now is attempting to influence the selection of the firm’s new CEO by calling on the public to write to its new chairman and to demand the hiring of a CEO “who will put the interests of Main Street above Wall Street. [read post]
19 Nov 2008, 1:19 pm
One indication of the seismic shifts we are witnessing is the comparatively large "two-inch high headlines" recently seen on the front page of The Wall Street Journal as formerly unthinkable "fire-sales" have been negotiated on more than one occasion "over a weekend" for blue chip companies that were formerly the 800-pound gorillas of industry (e.g., Merrill Lynch). [read post]
4 Sep 2016, 6:56 am by Adam Weinstein
In May 2016 the Department of Justice (DOJ) filed a five-count indictment in New York against nine defendants including Jared Mitchell, the Managing Partner of Mitchell & Sullivan Capital LLC; Richard Brown, a registered broker with Chelsea Financial Services; Christopher Castaldo, the Chief Executive Officer of Stock Traders Press Inc. and the President of Wall Street Buy Sell Hold Inc.; Gerald Cocuzzo, also known as “Gerry,” a registered broker formerly… [read post]
3 Mar 2012, 12:38 pm by Frank Pasquale
Brishen Rogers' post on Occupy Wall Street is a must-read for those seeking to understand the movement. [read post]
7 Jun 2013, 5:03 am by David DePaolo
Those that aren't public companies invest in Wall Street, albeit in the less volatile bond market.Nevertheless, as the cash flows through the system, and makes its way to Wall Street, it's up to the financial wizards to make that cash work sufficiently to keep investors motivated.The recession introduced a prolonged period of low interest rates. [read post]
18 Mar 2010, 6:00 am
Des Moines, Iowa - Redbox, the DVD kiosk company is attracting a lot of attention on Wall Street. [read post]
30 Apr 2010, 6:35 pm by James Hamilton
Senator Webb Would Amend Financial Reform Bill to Add Measure Taxing BonusesAn amendment to the Senate funancial reform bill (S 3217) would tax excessive Wall Street bonuses. [read post]
28 Jan 2009, 5:11 am
Robert Shiller, the Yale economics professor who has co-authored the forthcoming Animal Spirits: How Human Psychology Drives the Economy and Why it Matters for Global Capitalism, has an important op-ed in The Wall Street Journal. [read post]