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21 Feb 2019, 2:04 pm by ccollins
Once again involving variable rate securities, in that lawsuit Morgan Stanley (MS), Citigroup, JPMorgan Chase, Bank of America, William Blair & Co., Barclays Capital, Fifth Third Bancorp, and BMO Capital Markets Corp. were accused of taking part in a ‘Robo-Resetting” scam that allowed them to mechanically establish rates as a group without considering each bond’s unique traits, investor demand, or the market conditions. [read post]
19 Feb 2019, 11:26 pm by Florian Mueller
It appears to make supra-FRAND demands and to seek leverage through Chinese patent injunctions, a trade war-like issue that I believe is underreported to almost the same extent that other Huawei issues are overstated.On Monday, despite the public holiday (Presidents' Day), Judge William H. [read post]
15 Feb 2019, 6:14 am
Chamber Center for Capital Markets Competitiveness; and Linda Moore, TechNet, on Wednesday, February 13, 2019 Tags: Conflicts of interest, Engagement, Institutional Investors, Proxy advisors, Proxy voting, SEC, SEC rulemaking, Securities regulation, Shareholder communications, Shareholder proposals, Shareholder voting, Transparency Guidance on Books-and-Records Inspection Rights Posted by William Savitt, Ryan A. [read post]
14 Feb 2019, 12:14 pm by Renae Lloyd
All but $2 million of the bonds held by Vanguard are reportedly backed by banks that act as buyers of last resort for the securities, insulating the money manager from risk, according to Vanguard. [read post]
14 Feb 2019, 10:34 am by Sabrina I. Pacifici
Some are out of copyright, but the collection includes books from authors including AS Byatt, Kate Atkinson, Hilary Mantel, William Boyd, Philip Pullman and Iain Banks that are still in copyright and currently available to be borrowed in the UK. [read post]
14 Feb 2019, 4:00 am by Jack Sharman
William Wallace, the 14th-century Scottish rebel, was taken through London’s streets before his execution. [read post]
6 Feb 2019, 10:59 am by Rachel Brown, Preston Lim
-origin goods, technology and services, including banking services. [read post]
4 Feb 2019, 5:00 am by D Daniel Sokol
de-Ramon, Sebastian (Bank of England); Francis, William (Bank of England); Straughan, Michael (Bank of England) explore Bank competition and stability in the United Kingdom. [read post]
1 Feb 2019, 10:51 am
(Pix © Larry Catá Backer; Tauluseinä Tavelväggen, Wall of Printings (1977); Nörrköping Art Museum Turku Findland))Every year for almost 25 years, the Corporate Practice Commentator (with great thanks to Robert Thompson (Georgetown)) announces the results of its annual poll to select the ten best corporate and securities articles. [read post]
30 Jan 2019, 1:06 pm by Silver Law Group
  Pro-Integrity Securities   Evans, Makisha   Feitelnerg, Brendan   United Planners Financial Services   LPL Financial LLC   Jimenez, Mario   Merrill Lynch, Pierce, Fenner & Smith Inc   Bank of America   Justafort, Frantz   JP Morgan Securities LLC   Chase Investment Services   Maddox, Nicholas   TCFG Wealth Management LLC   US Bancorp Investments   Gustavo Madrigal-Flores   JP Morgan Securities  … [read post]
30 Jan 2019, 9:06 am by Hanlon Law, PA
Facts Regarding the Alleged Crimes Reportedly, the defendant entered a bank and forced multiple tellers to go into the bank’s vault at gunpoint. [read post]
25 Jan 2019, 9:45 am by Bob Ambrogi
Meredith Williams-Range, Chief Knowledge & Value Officer – Shearman and Sterling. [read post]
24 Jan 2019, 1:16 pm by ccollins
The interim suspension comes after Templin, who is accused of bank fraud, refused to provide the Financial Industry Regulatory Authority (Finra) with information related to the allegations against him. [read post]
23 Jan 2019, 11:25 am by IncNow
Typically a bank or other trustee controls trust distributions and management of its assets. [read post]