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17 Jul 2019, 7:33 am
Meeks said that he grew up in public housing and was bussed to a school downtown where there were not many other African Americans. [read post]
15 Jul 2019, 12:05 pm
Kagan, Director of the Critical Threats Project at the American Enterprise Institute as witnesses. [read post]
14 Jul 2019, 5:11 pm
The report correctly notes that lower courts continue to struggle with some of the specific implications of the Morrison decision, particularly with respect to non-U.S. companies that have American Depositary Receipts (ADRs) trading in the U.S. [read post]
12 Jul 2019, 2:02 pm
In many cases, investors are arguing that the brokerage firms who sold GPB to them failed to do adequate due diligence and/or overconcentrated their accounts in GPB. [read post]
11 Jul 2019, 2:01 am
Although Millennials are most often cited for being slammed with crippling debt, actually, one in five adult Americans carry student loan debt, according to NBC News. [read post]
9 Jul 2019, 6:18 pm
To talk about that very issue, Margaret Taylor sat down with Austin Evers, the executive director of American Oversight, a non-profit government accountability watchdog; and Michael Stern, who served for many years as the Senior Counsel to the U.S. [read post]
9 Jul 2019, 7:55 am
Financial Professionals Commit Malpractice TooInterestingly, comparatively few Americans realize that, under certain circumstances, they can sue their stock broker and his or her brokerage firm in the even that something goes wrong in the account. [read post]
9 Jul 2019, 2:00 am
Auditing retirement plans has become a specialty practice, as evidenced by the establishment of the American Institute of Certified Public Accountants’ (AICPA) Employee Benefit Plan Audit Quality Center. [read post]
8 Jul 2019, 1:42 pm
Hopkins is also allegedly the subject of Pending Customer Dispute alleging that he purportedly solicited funds for an investment away from the broker-dealer at a credit union, and that said credit union allegedly has no account FBO, according to Hopkins’ FINRA BrokerCheck Report. [read post]
8 Jul 2019, 8:39 am
Event Announcements (More details on the Events Calendar) Tuesday, July 9, 2019, 10:00 a.m.: The Senate Judiciary Committee will hold a hearing titled, “Protecting Innocence in a Digital World. [read post]
1 Jul 2019, 9:40 am
External Relations Communicate with and maintain relationships with Georgetown Law alumni, the American Bar Association Standing Committee on Law and National Security, and the broader national security community Communicate with and maintain relationships with Georgetown Law alumni, the American Bar Association Standing Committee on Law and National Security, and the broader national security community. [read post]
28 Jun 2019, 2:01 pm
In many cases, financial advisors urged investors to make it a core part of their holdings or overconcentrating their account and ignoring the old adage “don’t put all your eggs in one basket. [read post]
28 Jun 2019, 7:14 am
A year later, the SEC, FINRA and the North American Securities Administrators Association (NASAA) have published a fact sheet to provide information to investment advisors, broker-dealers, transfer agents, and others who are in the position to detect financial exploitation. [read post]
28 Jun 2019, 6:07 am
Doshi, Wachtell, Lipton, Rosen & Katz, on Sunday, June 23, 2019 Tags: Disclosure, Ownership, Schedule 13D, SEC, SEC rulemaking, Section 13(d), Securities Act, Securities regulation OECD Corporate Governance Factbook 2019 Posted by Mats Isaksson, Daniel Blume, and Kenta Fukami, OECD, on Monday, June 24, 2019 Tags: Accounting, Accounting standards, Asia-Pacific, Audit committee, Board… [read post]
26 Jun 2019, 1:06 pm
Dinwoodie earned his J.D., magna cum laude, from American University and an undergraduate degree from George Mason University.Sebastian Gomez AberoSenior Advisor to the ChairmanSebastian Gomez is the lead advisor to the Chairman on matters involving the Division of Corporation Finance and Office of the Chief Accountant, and assists on enforcement matters. [read post]
26 Jun 2019, 9:11 am
If you have any questions about how your account has been handled, call to speak with an experienced securities attorney. [read post]
24 Jun 2019, 2:00 pm
Overconcentration A brokerage firm may be held liable for overconcentrating a client’s account or investments in a singular product. [read post]
24 Jun 2019, 1:41 pm
Bromund, Senior Research Fellow in Anglo-American Relations at the Heritage Foundation as witnesses. [read post]
24 Jun 2019, 6:28 am
“We always have the authorization to defend American interests," Pompeo asserted in a recent interview, hinting at a possible constitutional argument. [read post]
24 Jun 2019, 2:00 am
The post Alone on an Island: Supporting Remote Workers in the New Economy appeared first on HR Daily Advisor. [read post]
