Search for: "C Frank"
Results 1021 - 1040
of 3,614
Sorted by Relevance
|
Sort by Date
2 Oct 2021, 6:58 am
by John C. [read post]
20 May 2021, 6:08 am
by John C. [read post]
What type of “insider trading” is prohibited by the CFTC within the commodities and futures markets?
28 Feb 2011, 11:36 am
Is Set to Get Tougher on Fraud, New York Times, Dealbook, available at http://dealbook.nytimes.com/2010/11/01/c-f-t-c-is-set-to-get-tougher-on-fraud/. [read post]
22 Jun 2011, 12:04 pm
Law Lessons from FRANK J. [read post]
29 Jul 2010, 6:02 pm
(c) LIMITATION. [read post]
7 Jul 2014, 11:43 am
July 1, 2014), Magistrate Judge Frank Maas found that five of eight named plaintiffs had standing to bring suit, and further held that the proposed class met the commonality and typicality requirements of Rule 23(a). [read post]
13 Jun 2022, 6:46 pm
C. [read post]
30 Mar 2010, 1:34 pm
According to David "[c]opyright is licensed to anyone who wants to print, copy, cut and paste, sing or mumble the contents of this work. [read post]
24 Mar 2011, 8:02 am
Geoffrey Nathan and Frank Spinner represented Morlock at his court-martial. [read post]
26 Jun 2023, 12:37 pm
Petro Cohen, P.C. leadership includes senior partner Frank Petro, managing partner Susan Petro, partners Suzanne Holz Meola, Terri A. [read post]
13 Sep 2023, 5:41 am
To the right of Frank Petro is managing partner Susan Petro. [read post]
16 Sep 2010, 5:32 am
Dodd-Frank: SEC Adopts Internal Controls Amendments to Exclude Smaller Companies Yesterday, the SEC posted this adopting release with amendments to its internal controls rules and regulations to conform them to Section 404(c) of Sarbanes-Oxley, as modified by Section 989G of Dodd-Frank, to state that 404(c) doesn't apply to companies that are neither an accelerated filer nor a large accelerated filer. [read post]
1 Sep 2020, 6:25 am
Posted by Gail Weinstein, Robert C. [read post]
1 Jul 2019, 1:00 am
Commissioners for HMRC v Frank A Smart & Sons Ltd (Scotland), heard 6 Mar 2019. [read post]
15 Jul 2019, 1:00 am
Commissioners for HMRC v Frank A Smart & Sons Ltd (Scotland), heard 6 Mar 2019. [read post]
28 Dec 2013, 7:01 pm
A number of community banking organizations have expressed concern that the Final Rule conflicts with the congressional determination under section 171(b)(4)(C) of the Dodd-Frank Act to grandfather TruPS issued before May 19, 2010, by depository institution holding companies with total consolidated assets of less than $15 billion as of December 31, 2009; and by organizations that were mutual holding companies on May 19, 2010, for purposes of calculating Tier 1 regulatory capital. [read post]
15 Oct 2009, 7:20 am
Woo: Robert C. [read post]
16 Mar 2011, 7:36 pm
Prior to Dodd-Frank, hedge fund managers could not register with the SEC unless they had $25MM of AUM. [read post]
28 Apr 2020, 1:51 pm
She served as a law clerk for the Honorable Frank C. [read post]
8 Dec 2020, 8:00 am
Alvaré, John C. [read post]