Search for: "Corporate Funding & Investments LLC"
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18 Mar 2014, 1:12 pm
Aninat Schwencke & Cia is one of the most prestigious full-service law firms in Chile, with extensive international experience in corporate and M&A; litigation; antitrust and competition; arbitration and ADR; banking and finance; bankruptcy, insolvency and restructuration; capital markets and securities; construction; consumer rights; contracts and civil responsibility; estates and trusts; foreign investment; government contracts and procurement; international trade and… [read post]
17 Mar 2014, 8:05 am
FMR LLC, involves the Fidelity family of mutual funds, which has no employees of its own. [read post]
11 Mar 2014, 8:48 am
FMR LLC, No. 12-3 (March 4, 2014). [read post]
SOX Whistleblower Protection Extends to Employees of Private Contractors, According to Supreme Court
6 Mar 2014, 2:26 pm
FMR LLC, 571 U.S. ___ (2014). [read post]
5 Mar 2014, 7:37 am
Supreme Court’s ruling that a federal whistleblower law, enacted after the collapse of Enron Corporation, protects not just the employees of a public company, but also company contractors like lawyers, accountants, and investment funds.” [read post]
4 Mar 2014, 9:06 am
This is a big win for every person who invests money through mutual funds. [read post]
2 Mar 2014, 9:36 pm
Schneider operated a shell company incorporated as Eager Beaver Realty LLC. [read post]
2 Mar 2014, 8:21 am
Coburn, the Ranking Member of the Senate's Homeland Security and Governmental Affairs Committee, has apparently issued to every one of the 440 USCIS-approved Regional Centers a letter seeking a reply by March 7, 2014 responding to each of the items below: • Any approval from USCIS to participate in the EB-5 program regarding the regional center and its business plan, including any subsequent recertification; • The total annual amount of investment and the number of… [read post]
2 Mar 2014, 8:21 am
Coburn, the Ranking Member of the Senate's Homeland Security and Governmental Affairs Committee, has apparently issued to every one of the 440 USCIS-approved Regional Centers a letter seeking a reply by March 7, 2014 responding to each of the items below: • Any approval from USCIS to participate in the EB-5 program regarding the regional center and its business plan, including any subsequent recertification; • The total annual amount of investment and the number… [read post]
2 Mar 2014, 5:21 am
Coburn, the Ranking Member of the Senate’s Homeland Security and Governmental Affairs Committee, has apparently issued to every one of the 440 USCIS-approved Regional Centers a letter seeking a reply by March 7, 2014 responding to each of the items below: • Any approval from USCIS to participate in the EB-5 program regarding the regional center and its business plan, including any subsequent recertification; • The total annual amount of investment and the number… [read post]
25 Feb 2014, 5:17 am
The offshore trustee refused, and he said that the money had been invested in the LLC. [read post]
13 Feb 2014, 7:57 am
Brokerage firms and financial advisers have a fiduciary duty to perform due diligence on any investment and to insure that an investment is appropriate in light of the investor’s age, investment experience, and investment objectives. [read post]
11 Feb 2014, 5:59 am
[The Board sustained this opposition to registration of STONE LION CAPITAL for "financial services, namely, investment advisory services, management of investment funds, and fund investment services" [CAPITAL disclaimed], finding the mark likely to cause confusion with the registered marks LION and LION CAPITAL for various financial services [CAPITAL disclaimed]]. [read post]
10 Feb 2014, 6:01 am
Dahn (Dahn) has been barred by the Financial Industry Regulatory Authority (FINRA) concerning allegations that he privately borrowed money from at least two customers, an act constituting securities fraud, while being a registered representative of Mutual Service Corporation (MSC) and LPL Financial LLC (LPL). [read post]
10 Feb 2014, 3:06 am
The case involves a dispute between sophisticated real estate investment funds over the proceeds from the development and sale of commercial condominiums at 40 Broad Street in lower Manhattan owned by a Delaware LLC in which the plaintiff and defendant held 5% and 95% membership interests, respectively. [read post]
29 Jan 2014, 10:02 am
Further, FINRA alleged that Diaz did not actually invest customer funds in Nordica. [read post]
24 Jan 2014, 12:57 am
In many jurisdictions, corporate officials sued for their actions undertaken in their corporate capacity may be able to defend themselves in reliance on the “business judgment rule. [read post]
24 Jan 2014, 12:57 am
In many jurisdictions, corporate officials sued for their actions undertaken in their corporate capacity may be able to defend themselves in reliance on the “business judgment rule. [read post]
17 Jan 2014, 8:11 am
At the sentencing hearing, evidence established that between 2002 and 2006, Webb operated various real estate companies, including Alpine Properties LLC and Webb Builders LLC for a profit. [read post]
9 Jan 2014, 11:58 am
When broker-dealers knowingly mislead investor or sell unsuitable investments they can be liable for investment losses. [read post]
