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6 Aug 2024, 10:05 am by Sadie Mayhew
 This covers bribes or kickbacks to federal, state, territorial, or local elected or appointed officials and officers or employees of any government department or agency. [read post]
20 Dec 2012, 3:21 pm by Robert B. Milligan
Section 922 of the Dodd-Frank Act prevents any person from interfering with a whistleblower’s report, including by threatening to enforce confidentiality agreements. [read post]
20 Dec 2012, 3:21 pm by Robert B. Milligan
Section 922 of the Dodd-Frank Act prevents any person from interfering with a whistleblower’s report, including by threatening to enforce confidentiality agreements. [read post]
8 Mar 2012, 10:20 am by James Hamilton
H.R. 3606 also exempts emerging growth companies from two new corporate governance requirements that were established by the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
26 Nov 2024, 9:05 pm by renholding
”[15] The Office of Investor Advocate is required under the Dodd-Frank Act,[16] though the statute only provides that the head of the office, “after consultation with the Chairman of the Commission, may retain or employ”[17] staff, which could be interpreted such that no staff (other than the head of the office and a statutorily required “ombudsman”)[18]are required by law. [read post]
12 Mar 2012, 8:13 am by Ronald Collins
Taft, Anti-Semitism in the United States (1920) Benjamin N. [read post]
9 Aug 2015, 6:03 pm by Kevin LaCroix
” The appellate court added that “other courts interpreting identical insured v. insured exclusions have reached the same conclusion. [read post]
30 Mar 2011, 7:00 am by Kara OBrien
The amendments are driven by the Dodd-Frank Wall Street Reform and Consumer Protection Act requirement that such credit-rating references be replaced with other standards. [read post]
5 Apr 2012, 12:34 pm by James Hamilton
Everybody who goes public would be subject to the full panoply of regulations within 5 years or sooner if they grow fasterFor example, the Jumpstart Our Business Startups Act defers compliance with two Dodd-Frank Act corporate governance provisions: an advisory shareholder vote on executive compensation and the disclosure of the median compensation of all employees compared to the CEO. [read post]
26 Jul 2018, 9:00 am by Jesse Tyner Moore
Watkins joins from the Office of the Arizona Attorney General, where he has overseen Arizona’s “regulatory sandbox” fintech initiative, the first of its kind in the United States. [read post]
29 Mar 2017, 5:09 am by SHG
Marginal income tax rates in the mid-1980s were 70 percent on so-called unearned income, plus a few more percent tacked on by the states. [read post]
20 Aug 2012, 1:37 am
  The United States Supreme Court ruled that Justice Benjamin ought to have recused himself in the case Caperton v. [read post]
27 Oct 2023, 6:00 am by Michelle
The proposed changes to Regulation II under the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act would also change the amounts that bank card issuers subject to the rule can charge to cover fraud costs and to counter fraud losses. [read post]
8 Sep 2015, 5:08 pm by Kevin LaCroix
  First, in a July 8, 2015 decision in Acevedo v. [read post]