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15 Dec 2017, 9:01 am
Below is our quarterly newsletter. [read post]
15 Dec 2017, 9:01 am
Below is our quarterly newsletter. [read post]
15 Dec 2017, 6:13 am
Securities and Exchange Commission, on Saturday, December 9, 2017 Tags: Capital formation, Conflicts of interest, Disclosure, EDGAR, Exchange-traded funds, Financial reporting, Investment advisers, Investment Company Act, Investor protection, SEC, Securities regulation, Transparency Do Professional Norms in the Banking Industry Favor Risk-taking? [read post]
15 Dec 2017, 3:32 am
As Cooley’s Cydney Posner blogged recently, the NYSE has proposed to amend Section 402.01 of the NYSE Listing Manual to provide that listed companies would not be required to provide hard copies of proxy materials to the NYSE, so long as they were included in an SEC filing available on Edgar. [read post]
14 Dec 2017, 3:31 am
Speaking of Edgar, I’m disappointed that the SEC still hasn’t addressed what happened a few months ago when Edgar was experiencing issues that delayed offerings. [read post]
12 Dec 2017, 7:41 am
Particularly, since the SEC’s EDGAR database was hacked last year. [read post]
9 Dec 2017, 12:02 pm
., AppelleeNo. 05-99-01298-CV.Court of Appeals of Texas, Dallas.April 28, 2000.528John Edgar Sherman, Houston, for Appellant.D. [read post]
9 Dec 2017, 12:02 pm
., AppelleeNo. 05-99-01298-CV.Court of Appeals of Texas, Dallas.April 28, 2000.528John Edgar Sherman, Houston, for Appellant.D. [read post]
7 Dec 2017, 5:34 am
Edgar Hoover, whose addresses would be broadcast to the nation on every major radio network). [read post]
6 Dec 2017, 10:52 am
Edgar Hoover, the FBI has become one of the more liberal political agencies of government, and some critics say appears increasingly to operate outside normal constitutional controls. [read post]
6 Dec 2017, 12:01 am
Edgar Hoover, and whose mission was to spy on neighbors and coworkers for “loyalty. [read post]
4 Dec 2017, 11:25 pm
The agency was widely criticized for its delay in disclosing the breach of its EDGAR database. [read post]
1 Dec 2017, 2:55 pm
Interestingly, the Commission announced the Cyber Unit just five days after disclosing a hack of its own EDGAR filing system in September, which allowed access to nonpublic information and facilitated improper gains.[22] Although the SEC’s enforcement program has lost some of its vigor, it has certainly not ground to a halt. [read post]
30 Nov 2017, 12:43 pm
Wall Street industry group SFIG joins the fray in U.S. [read post]
30 Nov 2017, 12:43 pm
Wall Street industry group SFIG joins the fray in U.S. [read post]
29 Nov 2017, 4:23 pm
Interestingly, the Commission announced the Cyber Unit just five days after disclosing a hack of its own EDGAR filing system in September, which allowed access to nonpublic information and facilitated improper gains.[22] Although the SEC’s enforcement program has lost some of its vigor, it has certainly not ground to a halt. [read post]
20 Nov 2017, 7:10 am
Edgar Freeman Smith was a lawyer. [read post]
16 Nov 2017, 8:42 am
El juez Edgar Figueroa, del Tribunal de Primera Instancia de San Juan, encontró causa para arresto contra los 41 sujetos, imponiendo una fianza global de $805,000. [read post]
14 Nov 2017, 12:37 pm
via www.thetimes.co.uk I remember Sir Edgar Williams, The Warden of Rhodes House, telling me how excited he was about Robert Mugabe when he was a fresh young general. [read post]
14 Nov 2017, 12:08 pm
Speaking of EDGAR, one of the other benefits of not filing with EDGAR is that it is more difficult for plaintiff lawyers to monitor the FDIC’s filing system to bring strike suits in connection with announced mergers. [read post]
