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15 Mar 2018, 7:16 am
By contrast, one of the Dodd-Frank Act’s namesakes, former Sen. [read post]
14 Mar 2018, 12:46 am
Somers that significantly limits who qualifies as a whistleblower under Dodd-Frank. [read post]
12 Mar 2018, 3:41 am
" Some Democrats see it as needed regulatory relief for small banks, while others, including the one who used to blog here, see S. 2155 as a rollback of keys parts of Dodd-Frank for big banks that remain too big to fail. [read post]
9 Mar 2018, 6:06 am
Regulating Proxy Advisors is Anticompetitive, Counterproductive, and Possibly Unconstitutional Posted by Nell Minow, ValueEdge Advisors, on Friday, March 2, 2018 Tags: Boards of Directors, Corporate Governance Reform and Transparency Act, Institutional Investors, ISS, Proxy advisors, Securities regulation, Shareholder voting The Misuse of Tobin’s Q Posted by Robert Bartlett (UC Berkeley School of Law) and Frank Partnoy (University of… [read post]
8 Mar 2018, 6:39 pm
Many new regulations—mandated or authorized by the Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-203) or promulgated under the authority of bank regulators—have been implemented in recent years. [read post]
8 Mar 2018, 6:28 pm
“There are many different interests in financial services that are looking at this and saying, ‘… there’s finally going to be reform to Dodd-Frank that may move, let me throw in this issue and this issue,’” said Sen. [read post]
6 Mar 2018, 7:46 pm
Reporting by Marc Frank; Editing by Daniel Flynn and Tom BrownOur Standards:The Thomson Reuters Trust Principles. [read post]
6 Mar 2018, 11:35 am
Jendruck was not employed at the time of trial but had previously worked at a bank for 20 years and operated a daycare from her home. [read post]
6 Mar 2018, 2:49 am
Bainbridge] The law of corporate social responsibility and shareholder accountability [same] Tags: Australia, banks, climate change, corporate governance, Dodd-Frank, mortgages, securities litigation, whistleblowers Banking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
5 Mar 2018, 2:03 pm
Under the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act“), the Board of Governors of the Federal Reserve System (the “Board“) is required to conduct annual stress tests of holding companies with $50 billion or more in assets. [read post]
5 Mar 2018, 6:03 am
In response to the banking panic that led to the Great Depression, the Banking Act of 1933 created the Federal Deposit Insurance Corporation. [read post]
4 Mar 2018, 1:02 pm
After all, the problem with the CFPB isn’t who’s running it, the problem is the CFPB and its creator, the Dodd-Frank Act. [read post]
2 Mar 2018, 6:09 am
Hamlett, Skadden, Arps, Slate, Meagher & Flom LLP, on Sunday, February 25, 2018 Tags: Accountability, Blockchain, Cryptocurrencies, Cybersecurity, Disclosure, Dodd-Frank Act, ICOs, Investor protection, Misconduct, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation Banks and Labor as Stakeholders: Impact on Economic Performance Posted by Stijn Claessens (BIS and… [read post]
28 Feb 2018, 9:30 pm
Almost eight years after passage of the landmark Dodd-Frank Wall Street Reform and Consumer Protection Act, an examination of post-crisis reforms is appropriate and could be beneficial. [read post]
28 Feb 2018, 7:14 am
According to Quintenz, a major problem with SLR is that it penalizes banks providing clearing services by treating segregated customer margin as an exposure of the bank. [read post]
27 Feb 2018, 2:12 pm
The two cannot be conflated: Amex competes with other networks on the merchant side, but with issuing banks on the cardholder side. [read post]
26 Feb 2018, 3:00 am
The Court’s decision applies only to whistleblower status under Dodd-Frank. [read post]
22 Feb 2018, 7:35 pm
One of S.2155's moves is to exempt mortgage loans held in portfolio from the Dodd-Frank Act's "ability to repay" requirement on the theory that if banks have to eat their own cooking they'll be smart about it. [read post]
21 Feb 2018, 10:14 am
Supreme Court ruled today that employees who report violations of securities law to their supervisors or corporate compliance programs, but not to the Securities and Exchange Commission (SEC), are not protected from retaliation under the Dodd-Frank Act (DFA). [read post]
15 Feb 2018, 9:01 pm
” Xcel said the governor met with Chief Executive Officer Ben Fowke and Chris Clark, president of Xcel Energy-Minnesota, North Dakota, and South Dakota, along with other company leaders in a suite at US Bank Stadium. [read post]
