Search for: "Gary Gensler"
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3 Mar 2025, 9:01 pm
The adoption of SLB 14M and the recission of SLB 14L mark a direct reversal of policies adopted under former SEC Chair Gary Gensler. [read post]
27 Jul 2013, 9:36 pm
Chairman Gary Gensler agreed on the need for regular updates, Commission briefings or Commissioner briefings. [read post]
10 Jul 2023, 8:26 am
” SEC Chairman Gary Gensler recently stated in a New York Magazine interview that all cryptocurrencies except Bitcoin are considered securities because there is a group in the middle and the public is anticipating profits based on that group. [read post]
14 Mar 2022, 7:47 am
When asked by reporters in January whether 2022 will be the year that the SEC starts regulating crypto trading platforms, SEC Chairman Gary Gensler responded: “You shouldn’t put timelines on yourself, but I will say I sure hope so. [read post]
3 Nov 2024, 9:05 pm
Trump has already pledged to remove current SEC Chair Gary Gensler.[13] However, interestingly, the SEC’s track record under the first Trump administration was not necessarily pro–activist investor. [read post]
12 Sep 2023, 9:01 pm
Good morning, Chairman Brown, Ranking Member Scott, and members of the Committee. [read post]
26 Nov 2024, 9:05 pm
The Budget Justification provides scant detail as to what the $750 million in “other contractual services” entails, but in testimony to Congress in June in support of the Budget Justification, outgoing SEC Chair Gary Gensler stated that $457 million has been requested for information technology, for which the agency “cut IT spending by roughly a quarter in 2024. [read post]
13 Feb 2023, 5:59 am
In the following guest post, Brian Baney, Senior Vice President, Head of Management and Professional Liability Claims, Ascot Group, Peter Trochev, Senior Vice President, Financial Institutions, Ascot Group, Elan Kandel, Member, Bailey Cavalieri LLC and James Talbert, Associate, Bailey Cavalieri LLC, survey the current risk environment for private equity firms. [read post]
9 Jun 2022, 9:30 pm
Securities and Exchange Commission (SEC), Gary Gensler, gave a speech previewing forthcoming updates to SEC market rules governing the purchase and sale of stocks. [read post]
22 Apr 2021, 10:03 pm
Securities and Exchange Commission (SEC) Chair Gary Gensler to serve a five-year term. [read post]
8 Nov 2023, 9:05 pm
ENDNOTES [1] Gary Gensler, Chair, Sec. [read post]
12 Mar 2024, 3:36 am
., Chair Gary Gensler, “Kennedy and Crypto” (Sept. 8, 2022). [read post]
21 Jan 2024, 9:05 pm
J. (2019). [2] See Press Release, SEC, SEC Adopts Amendments to Modernize Rule 10b5-1 Trading Plans and Related Disclosures (Dec. 14, 2022). [3] See Gary Gensler, Chairman, SEC, Prepared Remarks Before the WSJ’s CFO Network Summit (June 7, 2021). [4] See, e.g., Jesse M. [read post]
9 Jun 2021, 7:44 am
Given that SEC Chair Gary Gensler has expressed the Commission’s intent to pursue ESG disclosure rules, however, Roisman raised several questions that the Commission will have to grapple with in promulgating any new regulations in this area. [read post]
24 Feb 2021, 5:54 am
Peirce said she was hopeful that Gary Gensler, who has been nominated to become SEC chair, and who has experience with virtual currencies, could mean that the agency will take a fresh look at its approach to regulating virtual currencies.In reply to a question about GameStop, Peirce noted that short selling has a valuable role in the economy, such as providing rewards to those who investigate companies and learn more information about them, including revealing potential fraud. [read post]
8 Mar 2023, 6:14 am
”The letter also criticized current SEC Chair Gary Gensler for, in the drafters’ view, deviating in recent rulemakings from a more principles-based approach to public company disclosures to a more prescriptive approach. [read post]
4 Oct 2022, 6:13 am
The SEC had argued in opposition that it did not alter the compliance date and had only stated that it would forebear enforcement for a limited time, an internal staff position that is not legally binding and which does not require notice and comment rulemaking.The district court emphasized that the SEC took a trio of actions on a single day that together amount to a suspension of the compliance date of the proxy adviser rulemaking; those actions were: (1) SEC Chair Gary Gensler… [read post]
28 Feb 2022, 7:08 am
The agency intends to use that disclosure to make aggregate data about large short positions, including daily short sale activity data, available to the public for each individual security (Short Position and Short Activity Reporting by Institutional Investment Managers, Release No. 34-94313; Notice of the Text of the Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail for Purposes of Short Sale-related Data Collection, Release No. 34-94314; Reopening of… [read post]
18 Nov 2022, 6:51 am
But he agrees with SEC Chair Gary Gensler that most of the nearly 10,000 digital asset tokens in the market are likely offered as securities, and he is concerned that intermediaries that sell, trade or advise on digital assets that are securities may be operating as unregistered market participants. [read post]
29 Jul 2022, 8:20 am
By Lene Powell, J.D.In a letter to SEC Chair Gary Gensler, Senate Banking Committee Ranking Member Pat Toomey (R-Pa) slammed a “continued unwillingness by the SEC to give regulatory clarity to the cryptocurrency community and consumers. [read post]
