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30 Sep 2021, 7:37 pm by Doug Cornelius
Im willing to bet good money that they did the heavy lifting for the SEC of identifying bad behavior. [read post]
28 Sep 2021, 4:54 pm by Patricia Hughes
Here I concentrate on religious claims under the Charter. [read post]
28 Sep 2021, 6:29 am
As is customary, I’d like to note Im not speaking on behalf of the Commission or the SEC staff. [read post]
21 Sep 2021, 11:52 am by Eric Goldman
If you live in Texas, Im sorry that your governance mechanisms are so broken. [read post]
20 Sep 2021, 9:21 am by Benjamin Wittes
  The Alfa Bank story was never a big part of L’Affaire Russe. [read post]
20 Sep 2021, 3:15 am by John Jenkins
Im not sure how everyone will use these findings, but I’ve spent enough time working with investment banks to be pretty confident in my prediction that the next coal mining or fracking company prospectus you pick up will be chock full of ESG-related jargon. [read post]
19 Sep 2021, 9:42 am by Dan Harris
Our law firm had another China matter involving a non-existent London investment bank whose purported address was a Blimpie restaurant – I kid you not. [read post]
18 Sep 2021, 11:59 am
On January 20, 2021, the International Bank for Reconstruction and Development (“the Bank”) engaged our firm to review the internal circumstances at the Bank that contributed to the data irregularities identified in the Doing Business 2018 and Doing Business 2020 reports. [read post]
17 Sep 2021, 3:00 am by John Jenkins
For the first 20 years of my career, I was the principal lawyer for the M&A group of a regional investment banking firm, which means that whatever else I had going on during a given day, I could usually count on being asked to draft or negotiate an investment banker’s engagement letter. [read post]
15 Sep 2021, 6:16 am
Im honored to appear before you today for the first time as Chair of the Securities and Exchange Commission. [read post]
15 Sep 2021, 6:00 am by Jane Turner
In Part I and Part II of Natalie Edwards story in Whistleblower Network News, it was noted that Edwards was a full-blooded Chickahominy native, who told Judge Woods in June of 2021, “Your Honor, Im an indigenous matriarch warrior whose spirit cannot be broken. [read post]
15 Sep 2021, 1:21 am by Stephen Page
And my husband was a manager for mutual funds at one of the large Canadian banks. [read post]