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11 Jan 2011, 10:27 am
These guiding principles, together with numerous litigated decisions and the facts and circumstances of any particular case, inform the determination of whether the communication is a recommendation for purposes of FINRAandrsquo;s suitability rule. andnbsp; See Michael Frederick Siegel, Securities Exchange Act Release No. 58737, 2008 SEC LEXIS 2459, at *21 (October 6, 2008) (explaining that whether a communication andldquo;constitutes a recommendation is a andlsquo;facts and circumstances… [read post]
11 Jan 2011, 10:27 am
See Michael Frederick Siegel, Securities Exchange Act Release No. 58737, 2008 SEC LEXIS 2459, at *21 (October 6, 2008) (explaining that whether a communication “constitutes a recommendation is a ‘facts and circumstances inquiry to be conducted on a case-by-case basis’”), aff’d in relevant part, 592 F.3d 147 (D.C. [read post]
11 Jan 2011, 6:36 am
Fredericks, 2011 V.I. [read post]
11 Jan 2011, 5:45 am
In May 2007, Purdue Frederick, a subsidiary of Purdue Pharma L.P., pleaded guilty to felony misbranding of its painkiller drug, Oxycontin, as part of a settlement with federal prosecutors. [read post]
11 Jan 2011, 5:45 am
In May 2007, Purdue Frederick, a subsidiary of Purdue Pharma L.P., pleaded guilty to felony misbranding of its painkiller drug, Oxycontin, as part of a settlement with federal prosecutors. [read post]
3 Jan 2011, 4:55 am
They have filed a law suit against the Frederick County Sheriff’s Office for reckless endangerment and infliction of emotional distress. [read post]
31 Dec 2010, 4:44 am
The law was challenged in a law suit by Frederick Kortum, a public adjuster in Oviedo. [read post]
23 Dec 2010, 9:56 am
The other person I’ve yet to hear from is Baltimore City Police Commissioner Frederick H. [read post]
22 Dec 2010, 11:36 am
Blix Street’s lead counsel, Bert Deixler, and the Cassidys’ lead counsel, Sun, as well as his co-counsel, Frederick Feldman, were present in court. [read post]
22 Dec 2010, 11:36 am
Blix Street’s lead counsel, Bert Deixler, and the Cassidys’ lead counsel, Sun, as well as his co-counsel, Frederick Feldman, were present in court. [read post]
22 Dec 2010, 12:00 am
She was awarded the Frederick B. [read post]
21 Dec 2010, 3:34 pm
The exclusion – the latest weapon in governmental assaults on pharmaceutical company wrongdoing – was imposed by the Office of Inspector General of the Department of Health and Human Services (“OIG”). [read post]
21 Dec 2010, 9:00 am
(Photo Credit: Palm Beach Sheriff's Office) Frederick did not act alone. [read post]
20 Dec 2010, 9:52 am
monetary, medical services, housing, military funerals and more that they are entitled to from Senior Life Care Planning’s offices. [read post]
16 Dec 2010, 3:09 pm
The officers arrested Smith and the investigation continues. [read post]
12 Dec 2010, 9:49 am
Frederick County Commissioners, 2010 U.S. [read post]
9 Dec 2010, 10:13 am
” Frederick responded that outside lawyers “are distinguishable in a number of different ways. [read post]
7 Dec 2010, 3:07 pm
Frederick, managers create them, they lure investors to them, and they get money by having a percentage of assets under management. [read post]
5 Dec 2010, 5:46 pm
The story of Bayh-Dole began one day in 1978 when I received a call from Ralph Davis who ran the technology transfer office at Purdue University. [read post]
1 Dec 2010, 3:01 pm
Partner Frederick “Rick” McKnight, whom she accused of using the n-word, is stepping down as partner-in-charge of the Los Angeles office. [read post]
