Search for: "Peoples Financial Service, Inc." Results 1021 - 1040 of 2,375
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4 Aug 2016, 8:32 am by Green, Schafle & Gibbs
FINRA Broker Disciplinary Action Report July 2016Each month and again on a quarterly basis, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
1 Aug 2016, 9:42 pm by Cynthia Marcotte Stamer
The Brain decision highlights the care that employee benefit plan sponsors, fiduciaries, advisors and service providers and their management must use when responding to allegations or other evidence of wrongdoing relating to an employee benefit plan or its administration, investigating and addressing alleged misconduct or other performance or disciplinary concerns involving parties whose report or involvement in investigations of ERISA or other misconduct could form the basis of a potential… [read post]
21 Jul 2016, 7:04 am by John Delaney and Aaron Rubin
Who’s Behind It The funds that players are plunking into Pokémon Go are likely to add up to real money for the companies behind the app, a joint project of The Pokémon Company, which is 32%-owned by Nintendo, and Niantic Inc., a spinout from Alphabet Inc. [read post]
1 Jul 2016, 1:49 pm by Cynthia Marcotte Stamer
Department of Labor’s Occupational Safety and Health Administration (OSHA) assessed against Ohio auto parts’ manufacturer, Sunfield, Inc. for safety risks that it exposed temporary workers to by its failure to disconnect machinery from a power supply and prevent sudden movement before maintenance and service, and to train workers in how to operate machine presses safely and to service and maintain them. [read post]
1 Jul 2016, 12:23 pm by Cynthia Marcotte Stamer
Stamer works closely with employer and other plan sponsors, insurance and financial services companies, plan fiduciaries, administrators, and vendors and others to design, administer and defend effective legally defensible employee benefits and compensation practices, programs, products and technology. [read post]
24 Jun 2016, 10:18 am by John Elwood
Resource Investments, Inc. v. [read post]
23 Jun 2016, 10:21 am by Cynthia Marcotte Stamer
Stamer’s legal and management consulting work throughout her nearly 30-year career has focused on helping organizations and their management use the law and process to manage people, process, compliance, operations and risk. [read post]
22 Jun 2016, 11:40 am by Caitlin Gilligan, Rishabh Bhandari
” This has left the UN scrambling to match the pace of supplies with the pace of displaced people. [read post]
16 Jun 2016, 10:00 pm by Coral Beach
Such information is likely of little comfort to the 38 people, ranging in age from 1- to 95-years-old, who have been sickened by the outbreak strain of E. coli O121 that the Food and Drug Administration has found in General Mills Inc. flour. [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
  Galen Marsh. 30-year old Galen Marsh joined Morgan Stanley in 2008 as a sales assistant, later becoming a customer service associate and then in 2014 a financial advisor. [read post]
10 Jun 2016, 9:37 am by Rich Vetstein
He co-founded Colonial Mortgage, Inc and helped direct its operations until CFX Mortgage (which was subsequently acquired by Peoples Heritage Savings Bank) acquired the company. [read post]
2 Jun 2016, 9:30 pm by Justin Daniel
Hawkes Co., Inc. that a determination by the Army Corps of Engineers that a body of water falls under federal jurisdiction and is therefore subject to the Clean Water Act’s permit requirements can be appealed directly to the federal court system. [read post]
31 May 2016, 4:05 pm by Cynthia Marcotte Stamer
Stamer’s legal and management consulting work throughout her career has focused on helping organizations and their management use the law and process to manage people, process, compliance, operations and risk. [read post]
23 May 2016, 8:45 am by Kelly Phillips Erb
A lot of people don’t like what he markets, but that’s a different subject. [read post]