Search for: "Principal Funds, Inc." Results 1021 - 1040 of 1,683
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8 May 2013, 8:28 am by Terry Hart
The court rejected this argument last October, stating that even if Megaupload doesn’t have a “last known address” within the district or a “principal place of business” within the U.S., there are several alternatives available to the U.S. to perfect service. [read post]
2 May 2013, 3:50 am
In a Financial Industry Regulatory Authority (“FINRA”) Arbitration Statement of Claim filed in July 2011, Claimant asserted causes of action including negligence, breaches of contract and fiduciary duty, fraud, conflict of interest, violations of securities rules and laws, and unsuitability in connection with his investment in Respondent BBVA’s proprietary fund Puerto Rico & Global Income Target Maturity Funds, Inc. [read post]
27 Apr 2013, 12:02 pm by Securites Lawprof
On April 25, 2013, a federal court in New York found defendants Joshua Constantin and Windham Securities, Inc. jointly and severally liable for over $2.49 million and defendant Brian Solomon liable for over $249,000 in disgorgement, pre-judgment interest, and civil... [read post]
17 Apr 2013, 2:21 pm by Cynthia Marcotte Stamer
  According to Hayward’s complaint, both of the County Employees’ and Officers’ Annuity and Benefit Fund of Cook County’s requirements for her participation in her employer’s pension plan violated USERRA’s pension protection provisions. [read post]
12 Apr 2013, 6:00 am by Christopher G. Hill
Brown & Root, Inc., 207 F.3d 717 (4th Cir. 2000); Brown & Kerr Inc. v. [read post]
9 Apr 2013, 7:37 am by Kristen Eichensehr
  In all events, based on recent comments from Chairman Rogers and the recent controversy over IT supply chain restrictions in the continuing funding resolution, these supply chain issues are likely to gain attention in Washington. [read post]
4 Apr 2013, 9:00 am by Doug Cornelius
The SEC not only brought an action against the finder, but also against the fund firm and its principal. [read post]
4 Apr 2013, 9:00 am by Doug Cornelius
The SEC not only brought an action against the finder, but also against the fund firm and its principal. [read post]
20 Mar 2013, 1:15 pm by WIMS
My infrastructure fund would encourage private investment by leveraging federal dollars and plug the funding shortfall that exists because our current funding levels are severely inadequate. [read post]
19 Mar 2013, 3:13 pm by WIMS
He said the funding would "support research into a range of cost-effective technologies -- like advanced vehicles that run on electricity, homegrown biofuels, fuel cells, and domestically produced natural gas. . ." [read post]
18 Mar 2013, 5:00 am by Doug Cornelius
Brown, First Choice Investment, Inc. and Advanced Corporate Enterprises, Inc. [read post]
3 Mar 2013, 9:01 pm
Anderson claimed that such collection procedure was contrary to her mortgage that stated funds from her payments would be applied to late charges and penalties, only after currently due interest, principal and escrow items (taxes and insurance) had been covered. [read post]