Search for: "Securities Investor Protection Corporation"
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1 Jul 2021, 5:52 am
Under Delaware law, a securities issuance by a public or private firm in which all investors may participate pro rata (a “rights offer”) is generally seen as treating corporate insiders and existing outside investors alike. [read post]
25 Jun 2021, 12:30 pm
A man who purchased $3k worth of tokens sues for securities violations. [read post]
25 Jun 2021, 9:27 am
In concluding, the NASAA cautioned that despite there not being a consensus on standards, investors still need to be informed and protected and, as such, the NASAA hopes the SEC will join them in educating investors on ESG issues. [read post]
25 Jun 2021, 5:49 am
Fisch (University of Pennsylvania), and Adriana Robertson (University of Toronto), on Wednesday, June 23, 2021 Tags: Corporate Social Responsibility, ESG, Institutional Investors, Mutual funds, Responsible investing, Shareholder voting, Stewardship, Sustainability Nasdaq Permits Primary Direct Listings and Proposes Relaxation of Pricing Limits Posted by David Goldschmidt and Michael J. [read post]
25 Jun 2021, 4:00 am
Investors Press Firms on Donations as Political Spending Jumps MSN – Laura Weiss (Roll Call) | Published: 6/24/2021 Democratic state treasurers and social issue-focused investment funds are pressing 82 corporations to be transparent about donations to candidates and causes as contributions resume after a pause in the wake of the January 6 attack on the Capitol. [read post]
24 Jun 2021, 6:57 am
Gensler mentioned that the SEC has, remarkably, stood the test of time from its inception in the 1930s but that evolving technological advances have mandated the Commission to step up its efforts to ensure investor protection, capital raising, and efficiently run markets. [read post]
22 Jun 2021, 4:45 pm
FOOTNOTES [1] The Bill is included as Title I of the larger Corporate Governance Improvement and Investor Protection Act. [read post]
22 Jun 2021, 12:56 pm
When in charge of a team, the fraud investigator will generally report to the department head, including corporate protection, audit, or enforcement. [read post]
22 Jun 2021, 11:53 am
Securities and Exchange Commission (SEC) announced it was requesting public input on the agency’s handling of climate change disclosures. [read post]
21 Jun 2021, 3:30 am
Last week – by a single vote – the House passed the “Corporate Governance & Investor Protection Act. [read post]
20 Jun 2021, 6:40 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
18 Jun 2021, 5:55 am
Securities and Exchange Commission, on Tuesday, June 15, 2021 Tags: Proxy voting, SEC, SEC enforcement, SEC rulemaking, Securities enforcement, Securities regulation, Shareholder voting Opportunities for Postdoctoral and Doctoral Corporate Governance Fellows Posted by Aisha Saad (Harvard Law School), on Tuesday, June 15, 2021 Tags: Program on Corporate Governance NYSE Amends Related Party… [read post]
18 Jun 2021, 4:00 am
Drops John Bolton Book Lawsuit, Won’t Charge the Ex-Security Aide Who Became Trump’s Scathing Critic MSN – Spencer Hsu and Josh Dawsey (Washington Post) | Published: 6/16/2021 The Justice Department abandoned its effort to claw back profits of a book by former Trump national security adviser John Bolton and closed a grand jury investigation into whether he criminally mishandled classified information without charging him. [read post]
17 Jun 2021, 9:45 pm
Thornton and Gellasch argued that climate transparency is central to the SEC’s mission to protect investors, promote fair and efficient markets, promote capital formation, and protect the public interest. [read post]
16 Jun 2021, 1:17 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
16 Jun 2021, 6:46 am
"To meet our mission of protecting investors, maintaining fair, orderly, and efficient markets, and facilitating capital formation, the SEC has a lot of regulatory work ahead of us," said SEC Chair Gary Gensler. [read post]
15 Jun 2021, 12:58 pm
The consolidated securities litigation purports to be filed on behalf of a class of investors who purchased Marriott securities between November 16, 2015 and November 29, 2018. [read post]
14 Jun 2021, 8:30 am
“Companies must be required to report on the issues they claim to care about to attract investors and consumers who also care about those issues. [read post]
14 Jun 2021, 7:54 am
So, having survived threats in the 1867 legislative session, the railroad in 1869 basically out-hustled, with some bribery likely involved, rival groups to secure a grant of the land for itself. [read post]
11 Jun 2021, 8:31 am
A similar provision is included in a recent draft of the Personal Information Protection Law (PIPL), released in April. [read post]
