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22 Aug 2022, 6:05 am
Serova v. [read post]
22 Aug 2022, 4:30 am
(See, e.g., this 1985 exchange with Peter Singer).Further, many people--including me--at least tacitly recognize a kind of hierarchy, with humans at the top, genius-animals like whales, dolphins, elephants, great apes, and perhaps parrots and some other birds next, then just about all mammals, then fish, etc. [read post]
21 Aug 2022, 12:45 pm
10Cir Reinstates in Part La'Tonya Ford's Retaliation /Hostile Work Environment/Constructive Discharge Claims Against Jackson National (BrokeAndBroker.com Blog)SEC Publishes Generic, Non-Specific Make-Work in Effort to Impress the PublicSEC Publishes Draft FY22-26 Strategic Plan for Public Comment (SEC Release)Three Members Of Miami Crew Charged With Defrauding Banks And Cryptocurrency Exchange Of More Than $4 Million (DOJ Release)California Man Charged With Using False Identities To… [read post]
21 Aug 2022, 12:45 pm
GUEST BLOG: [In]Securities: Puff! [read post]
21 Aug 2022, 12:45 pm
Former Ameriprise Rep Files Lawyer Malpractice Complaint After Losing FINRA Promissory Note Arbitration (BrokeAndBroker.com Blog)Home Health Aid Admits Stealing U.S. [read post]
21 Aug 2022, 12:45 pm
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6623/securities-industry-commentator/GUEST BLOG: [In]Securities: Puff! [read post]
21 Aug 2022, 12:45 pm
Former Ameriprise Rep Files Lawyer Malpractice Complaint After Losing FINRA Promissory Note Arbitration (BrokeAndBroker.com Blog)California Executive Compensation Consultant Pleads Guilty To Securities Fraud For Committing Insider Trading (DOJ Release)... [read post]
21 Aug 2022, 12:45 pm
Tastyworks Eats $2 Million Worth Of Not-So-Tasty ZOOM Options (BrokeAndBroker.com Blog)10Cir Reinstates in Part La 'Tonya Ford's Retaliation /Hostile Work Environment/Constructive Discharge Claims Against Jackson NationalLa 'Tonya Ford, Intervenor Plaintiff/Appellant, v. [read post]
19 Aug 2022, 12:50 pm
’ (New Jersey Legislature) “There will be an enormous void in the Senate without Senator Rice,” said Singer. [read post]
17 Aug 2022, 3:01 pm
As Laura Leopard‘s team at Leopard Solutions was analyzing the 2021 law firm lateral movement data, a glaring statistic stood out. [read post]
16 Aug 2022, 10:11 pm
Mahler, Michael Minges, Martin Molinuevo, Nancy Morrison, David Newhouse, Sara Nyman, Vincent Francis Ricciardi III, David Satola, Dorothe Singer, Philip Wollburg, and Bilal Zia, Data for Better Lives: World Development Report 2021, (2021). [read post]
13 Aug 2022, 8:55 am
BrokeAndBroker.com's dashing, debonair, and effervescent personality Bill Singer is in a whimsical mood. [read post]
13 Aug 2022, 8:55 am
GUEST BLOG: [In]Securities: A Hard Rain's A-Gonna Fall: A Whistleblower Retaliation Case Washes Out by Aegis Frumento Esq (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6615/aegis-frumento-insecurities-whistleblower/Veteran lawyer Aegis Frumento warns that being a whistleblower is not for the faint of heart. [read post]
13 Aug 2022, 8:55 am
(BrokeAndBroker.com Blog)Claimant Wins $57 Million in FINRA Arbitration Award and Once More Around The Loop with Bill Singer (BrokeAndBroker.com Blog)How Regulatory Sandbox Programs Can Promote Technological Innovation and Consumer Welfare / Insights from Federal and State Experience (OnPoint, Competitive Enterprise Institute by Ryan Nabil)California Man Receiv... [read post]
13 Aug 2022, 8:55 am
FINRA Arbitration Panel Finds TD Ameritrade Grossly Negligent With Form U5 (BrokeAndBroker.com Blog)SEC Charges 18 Defendants in International Scheme to Manipulate Stocks Using Hacked US Brokerage Accounts (SEC Release)SEC Obtains Final Judgment Against Broker Charged with Defrauding Customers (SEC Release)Platinum Partners Portfolio Manager Daniel Small Convicted of Defrauding Bondholders in a Multi-Million Dollar Scheme / Defendant Orchestrated a Rigged Vote Relating to $150 Million in Bonds… [read post]
13 Aug 2022, 8:55 am
FINRA Arbitration Panel Finds TD Ameritrade Grossly Negligent With Form U5 (BrokeAndBroker.com Blog)Platinum Partners Portfolio Manager Daniel Small Convicted of Defrauding Bondholders in a Multi-Million Dollar Scheme / Defendant Orchestrated a Rigged Vote Relating to $150 Million in Bonds (DOJ Release)Federal Court Grants UBS Petition to Dismiss Chapter 7 BankruptcyIn Re: Robert Earl Turner, Jr., Debtor (Opinion WDTX)U.S. [read post]
13 Aug 2022, 8:55 am
FINRA Arbitration Panel Finds TD Ameritrade Grossly Negligent With Form U5 (BrokeAndBroker.com Blog)Federal Court Finds SEC Approval of FINRA Reporting Requirements "Arbitrary and Capricious" -- Cites Cost of FINRA Build-OutBloomberg L.P., Petitioner, v. [read post]
13 Aug 2022, 8:55 am
(BrokeAndBroker.com Blog)Claimant Wins $57 Million in FINRA Arbitration Award and Once More Around The Loop with Bill Singer (BrokeAndBroker.com Blog)How Regulatory Sandbox Programs Can Promote Technological Innovation and Consumer Welfare / Insights from Federal and State Experience (OnPoint, Competitive Enterprise Institute by Ryan Nabil)California Man Receives 10 Year Sentence Following Guilty Plea in South Carolina to Fraud Conspiracy / Masterminded $300 Million Ponzi Scheme… [read post]
13 Aug 2022, 8:55 am
Claimant Wins $57 Million in FINRA Arbitration Award and Once More Around The Loop with Bill Singer (BrokeAndBroker.com Blog)Federal Court Finds SEC Approval of FINRA Reporting Requirements "Arbitrary and Capricious" -- Cites Cost of FINRA Build-OutBloomberg L.P., Petitioner, v. [read post]
10 Aug 2022, 6:50 pm
Moreover, serious investors started to launch SPACs, and even celebrities, like the singer Ciara, joined in on the craze. [read post]
