Search for: "Capital Funding, LLC "
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18 May 2021, 1:52 pm
” The DOJ indicted David Gentile, the founder of GPB, Jeffry Schneider, the owner and CEO of Ascendant Capital LLC, and Jeffrey Lash, a former managing partner of GPB relating to the fraud. [read post]
6 May 2019, 12:26 am
Under the LOI, Ludwig’s separate company, Promontory Financial Group, LLC (PFG), to which Ludwig later transferred his PGI membership interest, would provide working capital advances to PGI. [read post]
17 Feb 2010, 11:57 am
The other newly created exchange traded funds were concentrated in, among other things, real estate, Brazilian stocks, commodities ranging from platinum to natural gas (capitalizing on the recent jump in commodities prices), and – surprise – emerging markets offerings, like the GlobalShares FTSE Emerging Markets Fund and Market Vectors Poland ETF. [read post]
6 Feb 2012, 6:58 am
CPO fraudulently misrepresents CTAsThe CFTC has simultaneously filed and settled charges against Connecticut resident Timothy Michael Murphy and his New York-based company Centurion Global Capital Management (“CGCM”), LLC, a registration-exemption Commodity Pool Operator (“CPO”). [read post]
7 Jan 2010, 8:05 am
Pom Wonderful LLC v. [read post]
27 Dec 2011, 8:19 am
Shelter Capital Partners LLC, 2011 WL 6357788 (9th Cir. [read post]
1 May 2013, 9:01 am
Brian Kawakami, Partner, Ascendant Compliance ManagementCharles Lerner, Principal, Fiduciary Compliance Associates LLC, and Editor, The US Private Equity Fund Compliance Guide and The US Private Equity Fund Compliance CompanionJim O’Connor, Chief Compliance Officer, Golden Gate Capital Rule 206(4)-7 specifically requires an annual review of the compliance program. [read post]
1 May 2013, 9:01 am
Brian Kawakami, Partner, Ascendant Compliance ManagementCharles Lerner, Principal, Fiduciary Compliance Associates LLC, and Editor, The US Private Equity Fund Compliance Guide and The US Private Equity Fund Compliance CompanionJim O’Connor, Chief Compliance Officer, Golden Gate Capital Rule 206(4)-7 specifically requires an annual review of the compliance program. [read post]
7 Jul 2008, 11:30 am
Justice Scheinkman's solution -- a money judgment in favor of the frozen-out partner equal to his capital investment plus interest -- is equally novel. [read post]
23 Apr 2021, 12:25 pm
District Court for the Central District of California by victims of alleged Ponzi schemer Zachary Horwitz, a sometimes-Hollywood actor under the name Zach Avery who raised $690 million through a bogus film licensing company called 1inMM Capital, LLC. [read post]
8 Jan 2020, 1:44 am
Although the loan was funded by the parties' illegal gambling operation (for which both were criminally prosecuted), the record does not support a characterization of their conduct as "malum in se, or evil in itself" (Lloyd Capital Corp. v Pat Henchar, Inc., 80 NY2d 124, 128 [1992]) and the source of funds used for a loan is not typically a factor in determining its validity. [read post]
18 Mar 2014, 1:12 pm
Aninat Schwencke & Cia has a well balanced mix of local and foreign clients, among which some of its most representative include Aaktei, Aguas del Valle, Actis, Acon Investment Private Equity Fund, AGSA Construction, Amarant Mining, American Science and Engineering Inc, Alluvia Mining, American Bridge, Amundi, Asociación Nacional de Supermercados (ASACH), Athelera, Ariba, Austral Capital Private Equity Fund, Balfour Beatty Group, Banco Falabella, Big John, BHP… [read post]
9 Oct 2013, 5:58 am
Federal and Puerto Rico income taxes, consistent with the preservation of capital. [read post]
21 Mar 2012, 7:00 am
After all, Freeman had just under-capitalized the LLC, and did so by distributing funds to himself only to turn around and help pay legal fees for the LLC. [read post]
29 Sep 2008, 1:55 am
What factoring industry throught leaders Matt Bracy and Andrew Cravenho (of Settlement Quotes, LLC) get and "thought lagger" Bentzen doesn't is that blog posts are indexed and seen all over the Internet. [read post]
30 Jul 2023, 2:41 pm
Hone Capital LLC and CSC Upshot Ventures I LLP, No. 2022-0881-JTL Opinion issued (Del. [read post]
30 Jul 2009, 9:53 am
Do’s: • Properly capitalize the corporation/LLC, or in the alternative, obtain sufficient insurance to cover potential liabilities. [read post]
20 Dec 2013, 10:06 am
[The Board sustained this opposition to registration of STONE LION CAPITAL for "financial services, namely, investment advisory services, management of investment funds, and fund investment services" [CAPITAL disclaimed], finding the mark likely to cause confusion with the registered marks LION and LION CAPITAL for various financial services [CAPITAL disclaimed]].StonCor Group, Inc. v. [read post]
11 Feb 2014, 5:59 am
[The Board sustained this opposition to registration of STONE LION CAPITAL for "financial services, namely, investment advisory services, management of investment funds, and fund investment services" [CAPITAL disclaimed], finding the mark likely to cause confusion with the registered marks LION and LION CAPITAL for various financial services [CAPITAL disclaimed]]. [read post]
14 Jan 2021, 3:06 pm
” SEC: Boiler Room Operator Defrauded Investors Through “High-Pressure Sales Tactics, Misrepresentations and Misappropriation of Their Funds” As alleged by the SEC, Mark Alan Lisser operated two boiler rooms for an unregistered investment fund called Knightsbridge Capital Partners. [read post]
