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7 May 2012, 9:57 am
LVNV sought to admit its custodian testimony under the business records exception to the hearsay rule. [read post]
4 Nov 2016, 6:10 am
One day, Jack and Jill decided to switch custodians and moved their IRAs to another advisor. [read post]
1 Apr 2011, 6:41 am
” Analogizing the individual defendants to custodians of corporate records, the Court of Appeals stated that “the custodian of an organization’s records may not refuse to produce records even if those records might incriminate the custodian personally. [read post]
18 Feb 2011, 9:33 am
Parties and their counsel should discuss the need to identify how custodians store their information, including document retention policies and procedures as well as the processes used to create, edit, send, receive, store, and destroy information for the custodians. [read post]
8 Aug 2010, 3:53 pm
The new requirement will make such shareholding transparent, and impose the onus on companies to prod beyond the custodian to determine the identity of depository receipt holders. [read post]
13 Oct 2021, 7:14 am
In-house legal teams often struggle with manual processes that make it difficult to provide consistent custodian notifications, track their responses and escalate when necessary for non-responsive custodians. [read post]
22 Sep 2019, 9:54 am
The bill requires a qualified custodian to keep a testator’s information confidential. [read post]
3 Dec 2012, 8:46 am
(c) A custodian may not destroy or dispose of the electronically stored documents or information of the deceased person for two (2) years after the custodian received a request or order under subsection (b). [read post]
13 Mar 2023, 2:23 pm
Mutual Fund Custodians Mutual fund custodians are third-party institutions that protect securities invested in mutual funds. [read post]
17 May 2010, 12:32 pm
Utah 2009) custodian based collection/preservation policies were similarly under fire. [read post]
7 Mar 2023, 12:55 am
The JMLSG published final amendments to the following text in Part II of its Guidance: Sector 5 (wealth management) Sector 6 (financial advisers) Sector 11A (consumer credit providers) Sector 13 (private equity) Sector 22 (cryptoasset exchange providers and custodian wallet providers) These have been submitted to HM Treasury for Ministerial approval. [read post]
13 Feb 2012, 10:17 am
WXII reported from the Winston-Salem News in North Carolina on Travis Smith, a custodian for Forsyth Village who was charged with sexual offense. [read post]
3 Aug 2010, 9:02 am
One role of the Law Library of Congress is to be a custodian of law and legislation. [read post]
28 Sep 2010, 3:30 am
Attorneys understand the key terminology their client uses, but they often don’t know the terminology their client’s opposition uses because they haven’t interviewed the opposition’s custodians. [read post]
11 Jan 2009, 12:11 pm
R.S. 14:92.2(A)(2)(b), which provides: Improper supervision of a minor by a parent or legal custodian, who has care and control of the minor, includes: through criminal negligence, the permitting of the minor to habitually be a truant from school without valid excuse. [read post]
11 Mar 2013, 10:53 am
The alert comes after a review which identified significant deficiencies in about one-third of firms examined, including: (i) failure to recognize that they have custody; (ii) failure to meet surprise examination requirements; and (iii) failure to satisfy the rule’s qualified custodian requirements. [read post]
11 Dec 2009, 10:24 am
Since KRS403.420(4)(b) has been repealed, there is no subject matter jurisdiction to determine custody rights of non-parent who has not been found to be a defacto custodian. [read post]
11 Jan 2009, 12:11 pm
R.S. 14:92.2(A)(2)(b), which provides: Improper supervision of a minor by a parent or legal custodian, who has care and control of the minor, includes: through criminal negligence, the permitting of the minor to habitually be a truant from school without valid excuse. [read post]
18 Nov 2010, 9:27 am
In turn, the requestor must “submit the request with information that is essential to permit the custodian to comply with its obligations. [read post]
21 Jan 2021, 9:54 am
The bill requires a qualified custodian to keep a testator’s information confidential. [read post]
